rules and guidanceto implement the Consumer Duty, much ink has been spilled on what it will mean for affected firms. Now, with the clock ticking down to implementation on 31 July 2023, the FCA has published the findings of its review of a number of larger firms’ plans for complying with...
which sets out the final rules for sustainability disclosure and investment labels (SDR Rules). The market has been anticipating this development since the FCA released its consultation paper on the draft SDR Rules in October 2022 (SDR Consultation). See our ...
On 28 November 2023, the UK’s Financial Conduct Authority (FCA) published its Policy Statement (PS23/16) ‘Sustainability Disclosure Requirements (SDR) and Investment Labels’. ContactUs The FCA states that PS23/16 contains its final rules and guidance to, amongst other things, improve trust ...
The consultation sets out revised proposals for the Consumer Duty, new draft Handbook rules and guidance and key feedback from the first consultation published in May this year. The consultation is notable for three reasons; the potential impact of the new rules on firms, the way the FCA has ...
The Financial Conduct Authority has said that consumers' knowledge of financial matters must improve if markets are to thrive, pointing towards its work on the advice and guidance boundary.
a3.7 The PRA and FCA each maintain a body of rules and guidance applicable to firms under their supervision. These are commonly referred to as the “PRA Handbook” and “FCA Handbook” respectively. The rules contained in these handbooks are derived from the requirements of both national and ...
The FCA have noted that they are giving further consideration to such a structure and how it could be implemented under the Listing Rules, noting that they will engage with SPACs on a case by case basis and may potentially issue further guidance in due course. This would be welcome, as in...
Compliance with FCA rules and guidance is the basis of our service. Compliance Services for FCA Firms 1234We make sure your regulatory responsibilities are fulfilled while you concentrate on looking after your clients and running your business. We cover all aspects of the FCA compliance process and...
The FCA recently published its Consultation Paper on Rules relating to Securitisation. This follows the publication by HM Treasury of the near-final draft of the Securitisation Regulations 2023 and the publication by the PRA of a consultation paper setting out its proposed rules for PRA-authorised ...
FCA Insiderprovides insights and updates on False Claims Act litigation impacting a variety of industries — including healthcare, government contracts and financial services — and on developing rules, laws, guidance and DOJ settlements that influence the healthcare fraud and abuse landscapes. The blog...