On 28 November 2023, the UK’s Financial Conduct Authority (FCA) unveiled itsPolicy StatementPS 23/16 (Policy Statement), which sets out the final rules for sustainability disclosure and investment labels (SDR Rules). The market has been anticipating this development since the FCA released its c...
Sole Purpose Test: As in the UK Securitisation Regulation, an originator may not act as a risk retainer unless it has not been established and does not operate for the sole purpose of securitising exposures. The Draft FCA Rules elaborate on the features of the “sole purpose test.” The w...
The Financial Conduct Authority has said that consumers' knowledge of financial matters must improve if markets are to thrive, pointing towards its work on the advice and guidance boundary.
Proper handling of client monies and ensuring that the firm's accounts comply with the FCA client money rules. 4. Client communication and retention Maintaining client trust and continuity of service is crucial. Firms should: Communicate transparently with clients about the merger or acquisi...
排一下也就成了:FCACPTCIP最后,我们看看前三个和后三个的关系~~很明显~~FCA也就是基于FOB的货交承运人术语~~CPT是基于CFR的货交承运人术语,而CIP是基于CIF的或交承运人术语。那么一一对应我们就可以按照这个卖方义务递增的模式来记忆六个术语的区别和含义了~~FOB---FCACFR---CPTCIF---CIP双向记忆,纵向的...
on the British Financial Conduct Authority (FCA) chief executive Martin Wheatley's statement in a speech at Mansion House that the FCA is moving to a system based on more general principles of ...
Besides, it conducts business and legal training sessions that help organizations to understand and use the ICC’s rules effectively for doing business on an international level. The International Chamber of Commerce works in close cooperation with other world bodies such as the World Trade Organizatio...
We need to cement the foundation of mutual respect. Countries must make equality, mutual respect and mutual trust the ground rules of engagement. They should show respect for different historical and cultural traditions and diffe...
The guidance will support the FCA as it moves forward in applying a ‘vulnerability lens’to supervising and enforcing the standards set by its principles and rules. Firms will need to demonstrate to the FCA how their business models, the actions they take and their culture ensure the fair tre...
请问该条规定符合卡拉布雷西在“Property Rules, Liability Rules and Inalienability:One View of the Cathedral”一文中阐述的哪一项规则?为什么?并请再举一例。 责任规则。责任规则是指权利受到损害之后应给予赔偿或补偿。虽然相邻关系通常...