The FCA recently published its Consultation Paper on Rules relating to Securitisation. This follows the publication by HM Treasury of the near-final draft of the Securitisation Regulations 2023 and the publication by the PRA of a consultation paper setti
The guidance will support the FCA as it moves forward in applying a ‘vulnerability lens’to supervising and enforcing the standards set by its principles and rules. Firms will need to demonstrate to the FCA how their business models, the actions they take and their culture ensure the fair tre...
The consultation sets out revised proposals for the Consumer Duty, new draft Handbook rules and guidance and key feedback from the first consultation published in May this year. The consultation is notable for three reasons; the potential impact of the new rules on firms, the way the FCA has ...
Let me stress that this investigation is a typical act of protectionism which ignores the facts and the WTO rules. It goes against the overall trend and will benefit no one. We urge the EU to heed the rational and objective...
2.2 Labelled Products: Labelling and Naming Rules The Policy Statement incorporates and advances the labelling principles previously outlined in the SDR Consultation, creating defined product categories. There have been a few modifications: The three labels proposed in the SDR Consultation, “SustainableFoc...
Q: according to the case, analyze the final result FCA (FREE, CARRIER) delivery of goods to carrier (... "Designated place" means that the seller delivers the goods at the named place to the carrier nominated by the buyer and has cleared the Customs for the delivery. In this case no ...
Firms facing difficulty complying with any of the SDR rules or the guiding principles for their out-of-scope funds should talk to their supervisor or usual supervisory contact. We will continue to maintain our firm engagement, pre-application meetings and support. Find more support for firms ...
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However, she acknowledged that writing rules and passing legislation will “not by itself cause the markets to succeed”. She stated that the FCA’s role is “to enable” and “to prompt the questions that need public debate”. tom.dunstan@ft.com ...
The Financial Conduct Authority is proposing to streamline the UK's listing rules to attract a wider range of companies, encourage competition and improve choice for investors.