Display the Exemption Rule information Description_of_services Data.Description_of_services string Display the description information Firm IndividualsOperation ID: FirmIndividualsByFRN Get information about the Individuals associated with a firm using its Firm Reference Number Parameters Ανάπτυξ...
The Policy Statement sets out an implementation timeline, which is staggered according to the complexity and impact of the changes (see “Annex 1: Implementation Timeline”). The anti-greenwashing rule will come into force on 31 May 2024 and the remaining components will come into for...
Those provisions are intended to be dealt with in the rulebooks of the Financial Conduct Authority (the FCA) and the Prudential Regulation Authority (the PRA). On 27 July 2023, the PRA published a consultation paper (the PRA Consultation Paper) setting out its proposals for its rules that ...
2.1 Anti-Greenwashing Rule and Guidance Consultation Tackling “greenwashing” is a regulatory priority for the FCA. The Anti-Greenwashing Rule applies to all FCA-authorised firms, which number 45,608 across the UK, according to the Policy Statement. These rules mandate that any references or descr...
(a) contravention may be relied on as tending to establish contravention of such otherruleas may be specified; or (b) compliance may be relied on as tending to establish compliance with such otherruleas may be specified; or (c) both (a) and (b). ...
FCA PUBLISHES ITS FINAL RULES FOR SPACS On 27 July 2021, the United Kingdom Financial Conduct Authority (the "FCA") published its eagerly anticipated final rules for special purpose acquisition companies ("SPACS") in Policy Statement PS21/10. This follows completion of the FCA's market ...
FCA US LLC and Stellantis N.V. issued new purchase order terms and conditions. Read on to understand the implications of the various changes to businesses
The Financial Conduct Authority (FCA) recently published a summary of its findings from analysis of the effects of presenting funds as ‘sustainable’ on consumer investment decisions and the mis-selling risks related to this. Its findings will be helpful to firms challenging themselves to assess ...
The article focuses on two former directors of a mortgage brokerage firm located in Glasgow, Scotland who have been banned by the Great Britain Financial Conduct Authority (FCA) for committing fraud related to mortgage applications. The directors include Douglas Jones and his son Derek Jones of the...
Understanding the Financial Conduct Authority (FCA) The Financial Conduct Authority (FCA) has three operational objectives in support of its strategic goal—to protect consumers, to protect and enhance the integrity of the U.K. financial system, and to promote healthy competition between financial ser...