On July 11, 2024, the UK’s Financial Conduct Authority (FCA) published its final UK Listing Rules, which come into force on July 29, 2024. The new rules represent a major overhaul of the UK’s listing regime, seeking to align it with international market standards. The reforms aim to ...
On 28 November 2023, the UK’s Financial Conduct Authority (FCA) unveiled itsPolicy StatementPS 23/16 (Policy Statement), which sets out the final rules for sustainability disclosure and investment labels (SDR Rules). The market has been anticipating this development since the FCA released its c...
对于此类部门和人员,机构需定期检查确保相关人员适合担任其岗位并进行认证(至少每年一次)。 3.行为规则(Conduct Rules)。机构需遵守两方面的行为规则,一是适用于几乎所有员工的“个人行为准则”;二是适用于高管的“高管行为准则”。具体如下。 高管制度行为规则 第一层级——个人行为准则 1 必须诚信行事 2 必须以适...
The Financial Conduct Authority (FCA) has introduced significant changes to UK's listing rules, with the aim to make UK’s financial markets more accessible, efficient and attractive. The new rules will be in effect from 29 July 2024. The key changes detailed below, ...
Sustainability investment labels that UK asset managers can apply to their investment products if they meet certain qualifying criteria. Product naming and marketing rules to restrict use of certain sustainability-related terms – such as “ESG”, “green” or “sustainable” – in the n...
Keen to protect the UK’s position as a front-runner in the global financial services markets, the FCA has published new rules for the bond, derivatives and asset management sectors. The UK Financial Conduct Authority (FCA) has today (5 November) unveiled a new set of measures aimed at enh...
The UK Financial Conduct Authority (FCA) has published thefinal formof its new UK Listing Rules. The new rules come into force on 29 July 2024. The new rulebook merges the FCA’s current premium and standard listing categories to form a single category for the equity shares of co...
Financial Conduct Authority (FCA)United KingdomPurposeThis paper aims to summarize new disclosure and procedural rules and related guidance for initial public offerings in the UK that will become effective on July 1, 2018.Design/methodology/approachThis study summarizes new disclosure and procedural ...
Forex Trading is a legal and tightly regulated activity in the UK, with FCA overseeing all operations to ensure compliance with the strictest rules of MiFID and ESMA.FCA-regulated Platforms or Brokers operating within the UK must abide by these regulations for a hassle-free trading experience....
The Financial Conduct Authority (FCA), in its Policy Statement (PS21/5) introduced new rules on general insurance pricing practices and product governance. Gallagher strongly supports any initiative designed to improve outcomes for policyholders. We have in place an established framework of periodic ...