Data.Type of business or Individual string 返されるデータのタイプ。 企業、個人、集団投資スキームの例 件名 Data.Name string 企業または個人の名前 サブ資金の詳細 操作ID: SubfundDetailsByPRN 製品参照番号を使用して、製品のサブ資金に関する情報を入手する パラメーター テーブルを展開す...
Transitioning to Regime Utilising the transition period effectively for Certified Persons and Conduct Rules staff will ensure a smoother transition to the new regime. Non-Executives Non-Executives will need to be bought into the process with time invested in making them comfortable with their ...
The article reports on the rules laid down by the British Financial Conduct Authority (FCA) for the Innovative Finance Individual Savings Accounts (Isa) service that starts in April 2016 and allows peer-to-peer len...
The FCA’s recently-introduced rules in this area will become considerably more flexible. Individual founding investors and employees, as well as directors, at the time of IPO will be able to hold enhanced voting rights. The new rules do not mandate a maximum time period or voting ...
October 2, 2023 FX Liquidity Understanding Trading Commissions: From Lots to Millions In Spot FX, Metals, and CFDs, we, the Liquidity Providers (LPs), often discuss trading commissions in terms such as, PER SIDE, PER ROUND TURN, and PER USD MILLION NOTIONAL. ...
The FCA’s recently-introduced rules in this area would become considerably more flexible. Enhanced voting rights could be held by individual founding investors and employees, as well as directors, at the time of IPO, and the rules would not mandate a maximum time period or voting ...
FutureFlow: Transaction monitoring system that monitors the movement of money through the economy by tagging individual units of value in transaction amounts and facilitates the sharing of anonymised information between parties in order to help prevent financial crime. ...
to a beneficiary or a beneficiary’s PSP. One of the central tenets of providing money remittance is thattransmission of funds takes place without creating a payment account for either the payer (i.e., the individual or business sending the money) or the payee (i.e., the individual or co...
A firm must not communicate / approve a financial promotion, unless the individual responsible for compliance with the financial promotion rules has appropriate competence / expertise, or another FCA authorised firm with relevant expertise has confirmed compliance on its behalf. ...
The Big Short, the movie adaptation of Michael Lewis’ book, showed the general public that credit default swaps were at the heart of the 2008 financial crisis. This instrument originated in arbitrage between the different regulatory rules applied to insurance and banking. In the late 1990s, a ...