The article reports on the call by the Investment Management Association (IMA) for Great Britain's Conduct Authority (FCA) to distinguish clearly between the pension guidance and advice. The IM...
The Financial Conduct Authority has said that consumers' knowledge of financial matters must improve if markets are to thrive, pointing towards its work on the advice and guidance boundary. Unlimited access to our award-winning journalism Read the full story with a free account ...
We are focusing on ensuring consumers have the right level of advice and guidance to help them make informed pensions decisions. In addition to this nudge, we have been consulting stakeholders to identify further ways of helping consumers access Pension Wise and other guidance at the...
·Protecting consumers by testing if firms are meeting the high standards set by the Consumer Duty, supporting people’s long term financial wellbeing through the Advice Guidance Boundary Review and making sure pension products deliver value for money. ·Contributing to UK competitiveness and growth ...
Inception - You may need advice on becoming authorised by the FCA or on the capital resource requirements that you must meet. Compliance - advice on the latest FCA amendments, rules and guidance. Reporting – both financial and the preparation and filing of FCA returns on your behalf....
Bahamas Barbados Bermuda Cayman Islands Guyana Jamaica OECS Trinidad & Tobago Virgin Islands (British) The Financial Conduct Authority (FCA) has produced useful guidance on its website regarding the audit of firm's which it regulates. To access the guidance, see theFCA website....
2.1 Anti-Greenwashing Rule and Guidance Consultation Tackling “greenwashing” is a regulatory priority for the FCA. The Anti-Greenwashing Rule applies to all FCA-authorised firms, which number 45,608 across the UK, according to the Policy Statement. These rules mandate that any references or descr...
advice firms 20 Nov, 2024 Advisers ‘crying out’ for FCA guidance on measuring fair value Regulation 15 Nov, 2024 FCA to test simplified advice with IFAs as targeted support gets green light Financial Planning 15 Nov, 2024 How donor advised funds can offer a charity...
(on three occasions of up to 12 months each, extendable for a further 6 months in specified circumstances). The FCA will also revert to a guidance-based approach whereby larger SPACs may voluntarily choose to put in place sufficient investor protections in order to avoid the presumption of ...
FCA: APPG report does not paint picture of day-to-day experiences Protection Nov 27 2024Regulator is right to take a look at protection space Advice-guidance boundary Nov 27 2024FCA: advice guidance proposals will build consumer trustRelated Topics HM Treasury Regulation...