求翻译:FCA’s Approach to Regulation是什么意思?待解决 悬赏分:1 - 离问题结束还有 FCA’s Approach to Regulation问题补充:匿名 2013-05-23 12:21:38 正在翻译,请等待... 匿名 2013-05-23 12:23:18 边境禁区的管理方式 匿名 2013-05-23 12:24:58 对章程的FCA的方法 匿名 2013-05-23 12:26:3...
FCA, Approach to Regulation (2011).FSA . The Financial Conduct Authority:Approach to Regulation [M]. 2011 .FSA. The Financial Conduct Authority:Approach to Regulation[M].2011.Approach to Regulation. FSA. http://www.fca.org.uk/static/pubs/events/fca_approach.pdf . 2011...
FCA's approach to forex market regulation The FCA's approach to regulating the forex market is focused on promoting market efficiency, maintaining market stability, and protecting investors. The FCA works with other regulatory bodies and law enforcement agencies to ensure that forex market participants...
FCA - Approach to Regulation FCA, Approach to Regulation (2011).FSA. The Financial Conduct Authority:Approach to Regulation[M].2011.FSA . The Financial Conduct Authority:Approach to ... S Lovegrove - Kluwer Law International, 被引量: 15发表: 2011年 INTERVIEW: FINANCIAL REGULATION AND GOVERNANCE...
Pending any regulatory reform, we are open to consider swift actions, if needed, to support firms impacted by changes to regulation in other jurisdictions, based on discussion with individual firms or parts of the market. Source: FCA AFME welcomes UK Government reversal of MiFID ban on free ...
Normally, becoming an Appointed Representative is quick and very cost effective compared to direct regulation. Our approach is straightforward: we assess your firm's suitability and the suitability of the individuals involved, we then on-board the Firm (making a number of KYC, AML and other check...
its TTP direction. Article 28a allows the FCA to suspend or modify the DTO where necessary to prevent or mitigate market disruption and to advance its operational objectives (subject to consultation with the Bank of England and the Prudential Regulation Authority and receiving the T...
The Financial Conduct Authority (FCA) works alongside the Prudential Regulatory Authority (PRA) in regulating the financial services industry in the UK. Whereas the PRA is responsible for the prudential regulation and supervision of banks, building soci
[12]MAS,Tenets of Effective Regulation June 2010 (revised in September 2015). [13]徐文德、殷文哲:《英国金融行为监管局“监管沙箱”主要内容及对互联网金融的启示》,载《金融监管》2016年第11期。 [14] Lee,Jamie, “MAS proposes regulatory sandbox for fintechexperiments: It notes the speed at which...
On the other hand the FCA are pretty useless, the LC&F stuff has been pointed out. Their regulation of Lendy in the P2P market is pretty shocking, where they authorised a company which was pretty much failing, since they believed with authorisation they might be able to turn it around (th...