Regulatory compliance is the process of complying with applicable laws, regulations, policies and procedures, standards, and the other rules issued by governments and regulatory bodies like FINRA, SEC, FDA, NERC, Financial Conduct Authority (FCA), etc. Depending on the industry and jurisdiction, reg...
It is very important to pay special attention to the choice of your broker for trading. Please note the main criteria by which you can evaluate the broker: Regulation.It is worth checking the existence of known control organizations that may affect the broker. For example FCA, BAFiN, CySEC...
Most of the time there is a lack of financial regulation on this platform. On this page, we will present to you the biggest Social Trading Platform in the world “eToro”. It is a leading platform and from our experience better than any other Social Trading platform....
When the predatory loans with adjustable interest rates began to adjust, banks began the foreclosure process. It was obvious this industry required closer regulation. Talks reopened suggesting a complete overhaul of those regulatory agencies and their operations. The Department of the Treasury controls c...
What is the FSCS? The FSCS covers a wide range of financial products including bank accounts, pensions, investments, mortgages, and insurance. It is free to use and funded by levies on firms authorised by the Prudential Regulation Authority (PRA) and the Financial Conduct Authority (FCA). In...
The Financial Conduct Authority and Prudential Regulation Authority published consultations on diversity and inclusion in the financial sector in September 2023.
🗣 Is PSD2 open banking? PSD2 is not the same as open banking, but the two are closely related. PSD2 is an EU regulation intended to increase competition and innovation in the financial space. It removes the monopoly banks have on the use of customer data, allowing other businesses to...
Similarly, The EU has formally endorsed regulation to introduce a voluntary certification framework for carbon removals. This framework has been developed to boost the market’s ability to monitor and verify activities to counter greenwashing in the carbon removal and certification space. ...
the shipment fulfillment service of your choice. There is a dangerous possibility of your precious cargo experiencing diversion before they even leave US soil, or to a different country after they leave the States in violation of the rules laid down under the Export Administration Regulation (EAR)...
Values, Risk and Regulation Market making is a highly regulated business. We are registered with the CBI, CFTC, FINRA, HK SFC, IIROC, OSC, SEC and UK FCA. We work closely with regulators in all of the markets in which we operate to understand their priorities and lend our knowledge and...