1. Financial market 2. Investment profession 6个code of ethics 1. Code 1—ethics and pertinent dpersons 2. Code 2---primacy of client’sinterest a. Integrity with investmentprofession b. 客户利益高于自身利益 3. Code 3---reasonable andindependent a. 必须注意reasonable care b. 必须exercise in...
2022闭着眼睛听CFA道德视频直达,此专辑共有64P,由于篇幅有限,只展示部分链接。 1.Learning Tips of ethics CFA道德TOP10必看|CFA道德女神何旋2022最新Ethics课程【P1】 2.Code of Ethics CFA道德TOP10必看|CFA道德女神何旋2022最新Ethics课程【P6】 3.Framework of Standards I-VII CFA道德TOP10必看|CFA道德女神何旋...
C. maintain their professional competence and require investment professionals under their supervision to adopt the CFA Code of Ethics. 解析:选A。A项,这是伦理规范(Code of Ethics)的第五句话。B项,有时为了雇主的最佳利益行事可能会与准则和标准或客户的最佳利益相冲突。C项,对主管人员没有这样的要求。
6个code of ethics1.Code 1—ethics and pertinent d personsa.2.Code 2---primacy of client’s interesta.Integrity with investment professionb.客户利益高于自身利益3.Code 3---reasonable and independenta.必须注意reasonable careb.必须exercise independent professional judgment---必须独立判断!4.Code 4--...
1.基本的概念 Code 2.Professionalism:专业人士能担负起很强的受托责任的。如果你没有职业道德,那么外行人无法评判他做的好不好。(医生受命,金融人士受钱。) 3.Code of ethics:等于说我们为什么要有相关的要求,为了更好的为客户服务而有这些细则。实际就是一系列的moral principals,指导你的行为。
Part Ⅰ: The Code of Ethics Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, employers, employees, colleagues. 免费提供CFA备考类问题解答,帮助您更轻松通过CFA专业考试 chenCFA/FRM持证人,高顿教育王牌讲师,2020年“央广网”明星...
【一级特供】Code of Ethics(Part Two) 10102024-07 4 【一级特供】Ethics Application-Standard_I 16292024-07 5 【一级特供】Ethics Application-Standard_II 8222024-07 6 【一级特供】Ethics Application-Standard_III 9452024-07 7 【一级特供】Ethics Application-Standard_IV 7012024-07 8 【一级特供】Ethi...
所属专辑:【全级别】闭着眼睛学CFA道德-Ethics 声音简介 「一级特供」Code of Ethics ①Proceedings & Comparisons of AMC and Standards ②Code of Ethics 音频列表 1 【一级特供】Code of Ethics(Part One) 1201 2024-07 2 【一级特供】Code of Ethics(Part Two) ...
道德规范的部分,在cfa考试中占极大比例。高顿小编希望考生们可以认真看一下。 PartⅠ: The Code of Ethics Act with integrity, competence, diligence, respect, and in an ethical manner with the public, clients, prospective clients, employers, employees,colleagues. Place the integrity of investment professi...
3. Which of the following requirement for members andcandidates is one of the six components of the Code of Ethics? A. Maintain andimprove their professional competence B. Do not act orcause others to act on material nonpublic information ...