1.Code1—ethicsandpertinentdpersons a. 2.Code2--primacyofdient'sinterest a.Integritywithinvestmentprofession b.客户利益高于自身利益 3.Code3reasonab1eandindependent a.必须注意reasonablecare b.必须exerciseindependentprofessionaljudgment---必须独立判 ...
cfa一级试题共18部分一ethical and professional standards12.pdf,一、Ethical andProfessional Standards 1.:CodeofEthics A.:Statethe four componentsoftheCodeofEthics. Members of AIMRshall: 1. Act with integrity,competence,dignity,and inanethical mannerwhendea
©005CFAInstitute道德操守CFA协会会员包括特许金融分析师[CFA]特许状持有人和CFA考生(“会员和考生”)必须:•专业行为准则I.职业操守A.法律知识会员和考生必须理解和遵守由政府、监管组织、授权机构或管辖专业活动的专业协会颁布的所有适用法律、法规或规章(包括CF
CFA一级培训项目Ethics.pdf,CFA一级培训项目 Ethics 洪波CFA 金程教育资深培训师 地点:■上海□北京□深圳 洪波 CFA 洪波 CFA 职称:金程教育资深培训师、CFA(注册金融分析师)、美国注册金融分析师协会 会员、香港财经分析师学会会员 教育背景:英国纽卡斯尔大学国际金融
乐享科技 CFA 一级知识点总结 Ethics 部分 Objective of codes and standard:永远是为了 maintain public trust in 1. Financial market 2. Investment profession 6 个 code of ethics 1. Code 1—ethics and pertinent d persons 2. Code 2---primacy of client’s interest a. Integrity with investment ...
CFA一级知识点总结 Objectiveofcodesandstandard:永远是为了maintainpublictrustinEthics部分1.Financialmarket2.Investmentprofession6个codeofethics1.Code1—ethicsandpertinentdpersonsa.2.Code2---primacyofclient’sinteresta.Integritywithinvestmentprofessionb.客户利益高于自身利益3.Code3---reasonableandindependenta.必...
答案解析:netreportedrevenue=revenue-costofgoodssold =$140-$40=$100。 2、Thefollowingannualfinancialdataareavailablefora company: 1 CFA考试《CFA一级》历年真题精选及答案1122-33--第1页 CFA考试《CFA一级》历年真题精选及答案1122-33--第2页
III. 对客户的责任(Duties to Clients) 1 根据2010 年第十版Standards of Practice Handbook 中“The Code of Ethics”相关内容编写 4 A. 忠诚、审慎和尽职(Loyalty, Prudence and Care)。会员和考生有忠于客户的责任,必须保持合理的谨慎,做出尽职的判断。会员和考生必须依客户利益行事,将客户利益置于雇主或个人...
Ethics Professional Standards Weight: 10%-15% SS1: Ethical and Professional Standards SS2: Ethical and Professional Standards: Application 1 Brief Introduction Content: ➢ Study session 1: Ethical and Professional Standards • Reading 1: Code of Ethics and Standards of Professional Conduct • Rea...
学海无涯 CFA 一级内容:CFA 历年考试模拟题(一) 一、Ethical and Professional Standards 1.: Code of Ethics A.: State the four components of the Code of Ethics. Members of AIMR shall: 1. Act with integrity, competence, dignity, and in an ethical manner when dealing with the publi...