DOL Proposes to Change Who is a Fiduciary Under ERISA with Respect to Investment AdviceAndrew Holly
To Disclose or Not to Disclose. That is the Question for the Corporate Fiduciary Who is Also a Pension Plan Fiduciary Under ERISA: Resolving the Conflict of Duty 来自 SSRN 喜欢 0 阅读量: 28 作者: SD Green 摘要: This Article examines the seeming irreconcilable conflict faced by the pension ...
Emily Costin, a partner at Alston & Bird, says the fundamental thing to understand is that when participants pay the fees, they have to be reasonable, and fiduciaries have to take steps to make sure they are reasonable. “That’s a fiduciary act” under the Employee Retirement Income Securit...
As a fiduciary, we must act with the care, skill, prudence and diligence under the circumstances then prevailing that a prudent man acting in a like capacity and familiar with such matters would use in the conduct of an enterprise of a like character and with like aims. [ERISA § 404(a...
Genesis Capital Group can help you fulfill your fiduciary obligations under ERISA, by helping you determine how a deferred compensation program or Supplemental Executive Retirement Plan (SERP) will work within the framework of your company’s financial and business objectives. ...
§§ 1101 et seq., as amended (ERISA); 2) a holding that a non-fiduciary may be jointly and severally liable with a fiduciary for knowingly participating in a breach of fiduciary duties under ERISA; 3) a finding that defendants Trump-Equitable, the Trump Organization, Inc., Donald J. ...
Assessing the viability and virtues of respondeat superior for nonfiduciary responsibility in ERISA actions Univ Chicago Law Rev (2008) L. Berlin Vicarious liability AJR Am J Roentgenol (1997) P. Bowal Legal wrongdoings: victim rights: the framework of liability LawNow (1995) J.S. Showalter Th...
(Department’s)finalregulationsgoverningtheprovisionofinvestmentadvicebyafiduciaryadviser toparticipants 1 inparticipant-directedindividualaccountplans(e.g.,401(k)plans).Thesecommentsare submittedpursuanttothenoticeofproposedextensionofeffectivedateandapplicabilitydatepublishedby theDepartmentintheFederalRegisteron...
The article discusses the definition of fiduciary under the U.S. Employee Retirement Income Security Act of 1974 (ERISA). It explains the three types of fiduciaries, such as named fiduciaries, statutory fiduciaries, and de facto fiduciaries. It describes the functions of a fiduciary including ...
By Susan J. Stabile