Miller, Wayne H
In a word, a fiduciary is shorthand for "fiduciary responsibility"; i.e., the duty of a financial professional to act in the best interests of their client, and to provide clients with the highest standards of care and diligence. The financial professional, also known as an investment advise...
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Employee benefit plans are generally very complex and mistakes can be made at any time, even if you have an entire team working on them. If the person responsible (that is, the fiduciary) does not follow the benefits plan exactly as it is laid out, they could be sued. ...
The rule affects people who are saving and investing for retirement and who use an advisor who acts as a fiduciary under the Employee Retirement Income Security Act (ERISA). Those advisors are subject to the higher standard—the fiduciary "best advice" standard rather than the lower, merely "...
The asset manager must acknowledge in writing to the client that it is acting as a fiduciary. The QPAM must negotiate the terms of the transaction and decide on behalf of the plan whether to engage in the transaction. The QPAM may not have been convicted of activities that affect the fina...
What is an ESOP trustee’s role? A trustee is the employee stock ownership trust’s shareholder of record. They have a fiduciary obligation to all plan participants. During an ESOP formation, a trustee represents and negotiates on employees’ behalf. Post-transaction, they ensure the ESOP’s ...
Monitoring Hedge Fund Investments: What's a Good Fiduciary to Do? The article focuses on the micro and macro issues confronting pension fiduciaries who decide to place funds in alternative investments, particularly hedge ... Steenburg,Thomas,N.,... - 《Benefits Law Journal》 被引量: 5发表: ...
INHERITING DIGITAL ASSETS: DOES THE REVISED UNIFORM FIDUCIARY ACCESS TO DIGITAL ASSETS ACT FALL SHORT? This Article proposes a uniform standard of review to be applied in ERISA employer stock class action suits. It discusses ERISA, types of retirement plans,... P Sheridan - 《Ohio State Technol...
Be aware of your fiduciary responsibilities and how to handle them safely with ERISA Fiduciary Answer Book. This expert reference book clearly explains every aspect of ERISA fiduciary duty, providing information, guidance and advice on p... AP Woodruff - 《Aspen Publishers》 被引量: 0发表: 2001...