What is a Section 13F Security? A 13F filing with the SEC can be viewed as a brief assessment of a fund manager’s portfolio holdings at the end of a quarter. Section 13(f) securities, meaning the securities for which a 13F filing must be placed, include all equity securities traded on...
An SEC filing is a type of formal document that is submitted to the SEC. The contents of an SEC filing generally include...
A little over a year ago I published an article on lifeinthearmy.com, titled “The Big Lie About the US Army – What the US Army is not telling the American People”. In it I talk about the standards being higher now, than ever, especially physical fitness, the Army Combat Fitness Te...
Form 144 is a financial form in the United States that must be filed with the Securities and Exchange Commission whenever an executive, affiliated person or company plans to sell restrictedsharesof stock. The form deals exclusively with restricted shares. In order to be completed, the form requir...
Entry into a material agreement; Termination of a material agreement; Termination of a business relationship with a customer; Creation of a direct or contingent financial obligation; Events triggering a direct or contingent financial obligation; Other inclusions....
We believe that Oppenheimer’s study presents a compelling argument for such an investment approach. Low price in relation to book value The second investment method falling under the rubric of “Assets bought cheap” is the “Low price in relation to book value” method. The booklet discusses ...
What Is the Federal Insurance Contributions Act (FICA)? What Is the SEC Form 13F? What Is a Falling Knife? What Is the Federal Employee Retirement System (FERS)? What Is a Foreign Invested Enterprise? What Is a Forward Dividend Yield?
What Is an International Bank Account Number (IBAN)? What Is an Interest Rate? What Is Insider Trading? What Is the Invisible Hand in Economics? What Is an Income Statement? What Is an Iron Condor? What Is Inventory? Inverse ETFs: What They Are and How They Work ...
SEC Form 13F requires institutional managers with $100 million or more in assets to disclose their holdings. Form 13D is a beneficial owner report that has to be filed when a person or group of persons acquire more than 5% of a voting class of a company's equity securities.18 The Bottom...
An SEC RW filing is a formal request to withdraw a registration that has previously been filed with the SEC under the 1933 Securities Act. The SEC RW filing, in particular, is used by an issuer to request that a pending securities registration be removed from consideration before any securitie...