To our knowledge, based solely on a review of our records and written representations by the persons required to file these reports, all filing requirements of Section 16(a) were satisfied with respect to our most recent fiscal year or prior fiscal years, with the exception of one Form 4 ...
(1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the...
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To our knowledge, based solely on a review of our records and written representations by the persons required to file these reports, all filing requirements of Section 16(a) were satisfied with respect to our most recent fiscal year.
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Brokerstofollowalldeliveryrequirementswhenclosingoutaposition("closeout") If certainconditions occur for five consecutive days,the broker mustreportthemtotheSEC Firms have untilthe 14thdayofthefollowingmonthtofilea SHOforthe precedingmonth. WhatIsSECRule13f-2?
The new 13F rule, announced by the SEC in 2022, requires filers to round the security holding values to the nearest dollar rather than the nearest thousandth dollar. It also requires that Form 13F be filed via the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.7 Wh...