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Securities and Exchange Commission (SEC) into the securities lending unit of Wells Fargo in December 2009. The investigation reportedly ensued following complaints from several nonprofit organizations that the bank fraudently invested in mortgage-backed securities....
Find the latest SEC Filings data for Wells Fargo & Company (WFC.PRA) including 10-K and 10-Q forms at Nasdaq.com.
News Release | July 14, 2020 Wells Fargo Reports Second Quarter 2020 Net Loss of $2.4 Billion, which Included an $8.4 Billion Increase in the Credit Loss Reserve Driven by Current and Forecasted Economic Conditions Board of Directors intends to reduce third quarter 2020 common stock dividend ...
Wells Fargo is nearing a settlement with the U.S. Securities and Exchange Commission and the Justice Department over previously disclosed probes into its sales practices, the New York Times reported on Thursday.
Bridget Engle joined Wells Fargo as head of technology reporting to me. I've worked with Bridget in the past and know firsthand how her deep experience, leading large-scale technology transformations of large global financial institutions will benefit Wells Fargo. Our strategic priorities also includ...
While Broadridge and ISS interpret the SEC’s proposal for payment on the Wells Fargo fair fund as restrictive, larger rival Chicago Clearing Corp. says that the effect on investors will all come down to how the SEC allows Rust Consulting to implement the plan. “The language is unclear. ...
TheSecurities and Exchange Commission(SEC) found in June 2018 that Wells Fargo supported active trading by brokerage clients on high-fee debt products that were supposed to be held to maturity. Without admitting or denying guilt, the bank settled and repaid $1.1 million in gains and interest as...
SEC Charges Wells Fargo Investment Banker with FraudByline: Brian Browdie Federal securities regulators have charged a Wells Fargo (WFC)...Browdie, Brian
Wells Fargo will deposit $6.5 million into a “fair fund” for the benefit of harmed investors. “Broker-dealers must do their homework before recommending complex investments to their customers,” said Elaine C. Greenberg, Chief of the SEC Enforcement Division’s Municipal Securities and Public ...