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not limited to Wells Fargo Securities, LLC, member of NYSE, FINRA, NFA, and SIPC, Wells Fargo Prime Services, LLC, member of FINRA, NFA and SIPC, and Wells Fargo Bank, N.A., member NFA and swap dealer registered with the CFTC and security-based swap dealer registered with the SEC. ...
UBS GROUP AGremoved 3,358 shares (-100.0%) from their portfolio in Q3 2024, for an estimated$4,902 WELLS FARGO & COMPANY/MNremoved 2,500 shares (-100.0%) from their portfolio in Q4 2024, for an estimated$1,605 TOWER RESEARCH CAPITAL LLC (TRC)removed 1,466 shares (-31.4%) from the...
Daphne is a senior reporter for Retail Dive. She has covered the retail industry for six years. A graduate of Northwestern University, her work has appeared in a number of well-known publications, including The Christian Science Monitor and The Village Voice.Get...
Interim report II: Current accounts and related services. Google Scholar European Commission. (2007, January 31). Report on the retail banking sector inquiry. https://ec.europa.eu/competition/sectors/financial_services/inquiries/sec_2007_106.pdf European Commission. (2015a, March 26). ...
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In the United States, the primary regulator for investment banks is the SEC, but some investment banking activities fall under other regulators, such as the Federal Reserve System. Some investment banks also hold commercial banking charters, so they are subject to those regulations as well. Other...