The Financial Conduct Authority (FCA) has three operational objectives in support of its strategic goal—to protect consumers, to protect and enhance the integrity of the U.K. financial system, and to promote healthy competition between financial services providers in the interests of consumers. The...
Union Standard International Group Limited,USG Group在英国的子公司(以前称为USGFX),已失去Financial Conduct Authority(FCA)的授权,这在监管注册处可以看到。 USGFX UK不再持有FCA牌照 “该公司不再提供受监管的活动和产品,但此前已获得FCA和/或PRA的授权,”该公司在FCA的注册页面上表示,并补充说,自12月16日以...
The UK Financial Conduct Authority (“FCA”) has recently issued aconsultation paperon its plans to publish information about enforcement investigations that it has opened. This represents a major departure from its long-standing practice of maintaining public silence unless and until an investigation r...
On July 11, 2024, the UK’s Financial Conduct Authority (FCA) published its final UK Listing Rules, which come into force on July 29, 2024. The new rules represent a major overhaul of the UK’s listing regime, seeking to align it with international market standards. The reforms aim to ...
The Prestigious FCA Brokers License Outside of the US and Japan, there exists a huge array of jurisdictions available to the aspiring Forex broker. Arguably the top choice would be a license issued by the Financial Conduct Authority (FCA) of the UK, located in London. We in t...
Keen to protect the UK’s position as a front-runner in the global financial services markets, the FCA has published new rules for the bond, derivatives and asset management sectors. The UK Financial Conduct Authority (FCA) has today (5 November) unveiled a new set of measures aimed at enh...
The UK Financial Conduct Authority (FCA) has published thefinal formof its new UK Listing Rules. The new rules come into force on 29 July 2024. The new rulebook merges the FCA’s current premium and standard listing categories to form a single category for the equity shares of com...
On 28 November 2023, the UK’s Financial Conduct Authority (FCA) unveiled itsPolicy StatementPS 23/16 (Policy Statement), which sets out the final rules for sustainability disclosure and investment labels (SDR Rules). The market has been anticipating this development since the FCA released its ...
The Financial Conduct Authority has published a speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, on ten years of FCA innovation. In the speech, Ms Rusu announced the launch of the AI Lab, which will help the FCA in its mission to facilitate firms overcome ...
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