It supplements the SFC Handbook for Unit Trusts and Mutual Funds, Investment-Linked Assurance Schemes and Unlisted Structure Investment Products. Its 14 general principles deal with topics including: •accountability; •product design; •fees; and •termination/de-authorisation of products. New pr...
任何没有产品关键事实陈述的计划不得继续在香港向公众推销。 如有疑问,投资者应咨询其中介机构或产品发行人。 (2) When "All" is selected as the fund type in the box above, all "Unit Trusts and Mutual Funds" under "Unlisted Products" will be displayed. A scheme may fall within more than one...
3 A non-derivative fund or ETF is one with a net derivativeexposureof up to 50% of its NAV under the UT Code effective on 1 January 2019 (subject to transition arrangements). Please refer to the Guide on the Use of Financial Derivative Instruments for Unit Trusts and Mutual Funds, as u...
VA Future ETFs seeking authorisation for local public offering would still be required to meet the usual applicable requirements for ETFs meaning adherence to the Overarching Principles Section and the Code on Unit Trusts and Mutual Funds (theUT Code) in the SFC Handbook for Unit Trusts and Mutual...