摘要: The SFC's long-awaited conclusions on its consultation paper on sponsor regulations were released this week. But counsel agreed that questions remain年份: 2013 收藏 引用 批量引用 报错 分享 全部来源 求助全文 EBSCO 相似文献SFC concludes consultation on amendments to the Code on Unit Trust ...
class(5)any investment company, unit trust or other person whose investments an associate manages on a discretionary basis, in respect of the relevant investment accountsclass(5)a fund manager (including an exempt fund manager) with any investment company, mutual fund, unit trust or other person...
Currently, Hong Kong open-ended investment vehicles can only be established in the form of a unit trust in the absence of a HK open-ended corporate vehicle (OFC). However, with the issuance by the SFC of the relevant rules and code on 28 June 2017 for public consultation, HK is close ...
TheOFC regime, which was launched in July 2018, enables investment funds to be established in corporate form in Hong Kong, in addition to the current unit trust structure. However, there has been little take-up so far, partly because of the additional regulatory obligations required. The change...
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Risk function Duties of the Risk function The Risk function has the following duties: To protect EH SA and achieve a source of competitive advantage through better risk quantification and risk management; To enable business decisions and an effective risk culture through t...
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