Define Securities Act of 1933. Securities Act of 1933 synonyms, Securities Act of 1933 pronunciation, Securities Act of 1933 translation, English dictionary definition of Securities Act of 1933. n. pl. se·cu·ri·ties 1. Freedom from risk or danger; saf
美国限售股一般带有限售的legend,该legend明确说明如果没有SEC相关规定的豁免,该股票不能在公开市场交易。 而美国1933年证券法(Securities Act of 1933)下的Rule144(以下简称“Rule144”)是最常用的限售股豁免规则。该规则的条款包括在满足六个月或者一年的限售期的情况下,还需要将certificate上的legend去除才能买卖。...
而美国1933年证券法（Securities Act of 1933）下的Rule144（以下简称“Rule144”）是最常用的限售股豁免规则。该规则的条款包括在满足六个月或者一年的限售期的情况下，还需要将certificate上的legend去除才能买卖。而这个legend只有transfer agent有权利去除。transfer agent 需要一个opinion letter才能去除legend。大多数...
美国限售股一般带有限售的legend,该legend明确说明如果没有SEC相关规定的豁免,该股票不能在公开市场交易。 而美国1933年证券法(Securities Act of 1933)下的Rule144(以下简称“Rule144”)是最常用的限售股豁免规则。该规则的条款包括在满足六个月或者一年的限售期的情况下,还需要将certificate上的legend去除才能买卖。...
The meaning of SECURITIES ACTS is two laws concerning the issuance and exchange of financial securities. The first act, known simply as the Securities Act, 15 U.S.C. § 77a et seq. (1933), stipulated that a company offering securities must register them
(f) DEFINITIONS.—For purposes of this section, the following definitions shall apply: (1) AFFILIATE OF THE ISSUER.—The term “affiliate of the issuer” means a person that directly or indirectly, through one or more intermediaries, controls or is controlled by or is under common control wit...
Securities Act of 1933一九三三年美国证券法 美国国会为规范证券市场所制定的法案,在1933年5月26日通过。此法案包含了反诈欺、禁止错误表达、以及必须充分揭露的条款。1934年的证券交易法将执行之责交给证券管理委员会(* Banking Act of 1933(美国)一九三三年银行法案 系一九一三年联邦准备法案(Federal Reserve Act...
[translate] aboard bring-up 委员会带来[translate] aas defined in the Securities Act of 1933, as amended 如被定义在证券行动1933年,按照被修改[translate]
Are Securities Act of 1933 Claims Filed in State Court Removable under the Class Action Fairness Act of 2005: A Proposed Resolution to a Statutory ConflictIn the midst of the recent mortgage-backed securities crisis, state and federal courts are confronted with a procedural difficulty. A statutory...
Be it enacted by the Senate and House of Representatives of the United States of America in Congress assembled, TITLE I SHORT TITLE S ECTION 1. ø77a¿ This title may be cited as the ‘‘Securities Act of 1933’’. DEFINITIONS S EC . 2. ø77b¿ (a) D EFINITIONS .—When ...