Securities Act of 1933Securities industry – Law and legislationSecuritiesUnited States v. NaftalinTouche Ross & Co. v. RedingtonSecurities and Exchange CommissionSecurities regulationSection 17(a)In this article, the author analyzes two recent Supreme Court decisions involving the securities acts. The ...
To be successful in a civil action under Section 11 of the Securities Act of 1933 concerning liability for a misleading registration statement, the plaintiff must prove Defendant's intent to deceive Plaintiff's reliance on the registration statement A. Yes Yes B. Yes No C. No Yes D. No No...
aSection 5 of the Securities Act of 1933 prohibits any sale of a “security” unless it is registered with the Securities and Exchange Commission (“SEC”) unless an exemption from registration is available 证券行动的第5部分1933年禁止“安全的”所有销售,除非它向SEC (“SEC”登记),除非豁免从注册...
pursuant to Section 4(2) of the Securities Act of 1933 at par for an aggregate of $100 representing 97.5% of the total outstanding 1,500,000 shares of common stock选择语言:从 到 翻译结果1翻译结果2 翻译结果3翻译结果4翻译结果5 翻译结果1复制译文编辑译文朗读译文返回顶部 根据1933年证券法第4...
pursuant to Section 4(2) of the Securities Act of 1933 at par for an aggregate of $100 representing 97.5% of the total outstanding 1,500,000 shares of common stock问题补充:匿名 2013-05-23 12:21:38 根据1933年证券法第4 ( 2 )按面值的100元合计占总优秀的1,500,000股普通股的97.5 %...
Under Section 12 of the Securities Exchange Act of 1934, in addition to companies whose securities are traded on a national exchange, what class of companies is subject to the SEC’s continuous disclosure system?A. Companies with assets in excess of $5 million and 300 or more shareholders. ...
Section 13(d) of the Securities Exchange Act of 1934 requires anyone who buys more than 5 percent of a company's stockmakea public disclosure of the purchase. 选项: A、makewill also make B、to make C、must make D、must then make ...
Patricia A.O′Hara:Erosion of the Privity Requirement in Section 12(2) of the Securities Act of 1933--The Expanded Meaning of Seller(31 U.C.L.A. L.Rev.,1984) 島袋 鉄男 - アメリカ法 被引量: 0发表: 1986年 Federal securities act United States. Congress. House. Committee on ...
(1) of the Securities Exchange Act of 1934 ("Act"),1 and Rule 19b-4 thereunder,2 notice is hereby given that on August 15, 2019, The Nasdaq Stock Market LLC ("Nasdaq" or "Exchange") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as ...
本新闻稿包含1933年《美国证券法》27A小节,以及1934年《美国证券交易法》21E小节界定的前瞻性声明。 tipschina.gov.cn tipschina.gov.cn Safe Harbor Act Disclaimer: This release contains forward-lookingstatementswithin the meaningofSection27Aof the Securities Act of 1933 and Section 21E of the Securities...