Most of the scams and schemes from the lower end of the public markets eventually make it over to the Reg A market, and this one is no exception. It’s essentially a variation on the “funder acting as undisclosed underwriter” caper. Section 3(a)(10) of the Securities Act provides ...
Securities Act of 1933Securities industry – Law and legislationSecuritiesUnited States v. NaftalinTouche Ross & Co. v. RedingtonSecurities and Exchange CommissionSecurities regulationSection 17(a)In this article, the author analyzes two recent Supreme Court decisions involving the securities acts. The ...
aSection 5 of the Securities Act of 1933 prohibits any sale of a “security” unless it is registered with the Securities and Exchange Commission (“SEC”) unless an exemption from registration is available 证券行动的第5部分1933年禁止“安全的”所有销售,除非它向SEC (“SEC”登记),除非豁免从注册...
To be successful in a civil action under Section 11 of the Securities Act of 1933 concerning liability for a misleading registration statement, the plaintiff must prove Defendant's intent to deceive Plaintiff's reliance on the registration statement A. Yes Yes B. Yes No C. No Yes D. No No...
pursuant to Section 4(2) of the Securities Act of 1933 at par for an aggregate of $100 representing 97.5% of the total outstanding 1,500,000 shares of common stock选择语言:从 到 翻译结果1翻译结果2 翻译结果3翻译结果4翻译结果5 翻译结果1复制译文编辑译文朗读译文返回顶部 根据1933年证券法第4...
Under Section 12 of the Securities Exchange Act of 1934, in addition to companies whose securities are traded on a national exchange, what class of companies is subject to the SEC’s continuous disclosure system?A. Companies with assets in excess of $5 million and 300 or more shareholders. ...
Section 13(d) of the Securities Exchange Act of 1934 requires anyone who buys more than 5 percent of a company's stockmakea public disclosure of the purchase. 选项: A、makewill also make B、to make C、must make D、must then make ...
pursuant to Section 4(2) of the Securities Act of 1933 at par for an aggregate of $100 representing 97.5% of the total outstanding 1,500,000 shares of common stock问题补充:匿名 2013-05-23 12:21:38 根据1933年证券法第4 ( 2 )按面值的100元合计占总优秀的1,500,000股普通股的97.5 %...
求翻译: Section 1(ggg) of the Securities Act – 16 enumerations:是什么意思?待解决 悬赏分:1 - 离问题结束还有 Section 1(ggg) of the Securities Act – 16 enumerations:问题补充:匿名 2013-05-23 12:21:38 “证券法”第1(GGG) - 16枚举: 匿名 2013-05-23 12:...
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 OR 来自 Citeseer 喜欢 0 阅读量: 53 作者: I Part 摘要: For the Transition Period from to Commission File No. 000-22688 MACROMEDIA, INC. (Exact name of registrant as specified in its charter) ...