bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...
The SEC's Whistleblower Program, established underDodd-Frank Wall Street Reform and Consumer Protection Act of 2010, funds incentives for individuals to report violations of securities laws. These funds come from SEC fines, not from targets of securities crimes or the American taxpayers. Whistleblowe...
1. Division of Corporation Finance (Corp Fin) Corp Fin is responsible for ensuring that companies provide accurate and timely disclosures, including registration statements, annual and quarterly filings, and proxy materials. These documents, particularly during IPOs, are reviewed across sectors such as ...
MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
WASHINGTON (AP) — Jay Clayton, a former Wall Street lawyer who has headed the Securities and Exchange Commission as the financial markets’ top regulator during the Trump administration, is leaving the position at year’s end, the SEC announced Monday.
Section 12(d)(1) of the 1940 Act limits the ability of a registered fund to invest in securities issued by another registered fund beyond certain thresholds. Section 12(d)(1)(A) of the 1940 Act prohibits a registered fund (and companies, including funds, it controls) from: ...
One rule proposal would amend the “held of record” definition for purposes of the Securities Exchange Act of 1934. The other would modify Regulation D, including the definition of “accredited investor.” SEC officials have not provided recent views on what these rules could look like, ...
This will help in preventing the manipulation of financial data and the withholding of crucial information that could impact investors’ decisions. Secondly, the new rule can act as a strong incentive for companies to invest more resources in cybersecurity measures and incident respons...
Calculated in accordance with Rule 457(r) of the Securities Act of 1933, as amended. Table of Contents Prospectus Supplement (To Prospectus dated June 20, 2019) US$800,000,000 Weibo Corporation 3.500% Notes due 2024 We are offering US$800,000,000 of our 3.500% notes due 2024 ...
This prospectus supplement is part of a registration statement that we filed with the SEC, using a “shelf” registration process under the Securities Act of 1933, as amended, or the Securities Act, relating to the securities to be offered. This prospectus supplement does not contain all of th...