MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
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SEC Form S-8 refers to a filing that allows public companies to register securities it offers as part of an employee benefit plan. Companies are required by theSecurities and Exchange Commission(SEC) to register these securities before they are issued under theSecurities Exchange Act of 1933. T...
SEC Form F-8, titled, "Registration Statement Under the Securities Exchange Act of 1933 for Securities of Certain Canadian Issuers to be Issued in Exchange Offers or a Business Combination," must be filed when a business combination produces new securities if either: securities are issued in an ...
2. Division of Investment Management (DIM) DIM regulates investment advisors, companies, and financial firms. Its offices, such as the Disclosure Review and Accounting Office (DRAO) and Rulemaking Office, handle tasks from analyzing filings to establishing regulatory rules. DIM aims to ensure transpar...
SEC Rule 17a-4 is part of the US Securities Exchange Act of 1934 and outlines requirements for data retention, indexing, and accessibility for companies which deal in the trade or brokering of financial securities such as stocks, bonds, and futures. Records of certain transactions must be retain...
We advise the Staff that the Company does not meet the definition of “investment company” under Section 3(a)(1)(A) of the 1940 Act, because since its inception in 1996 the Company has never held itself out as, and does not propose to be, primarily engaged in “the business of inves...
WASHINGTON (AP) — Jay Clayton, a former Wall Street lawyer who has headed the Securities and Exchange Commission as the financial markets’ top regulator during the Trump administration, is leaving the position at year’s end, the SEC announced Monday.
Calculated in accordance with Rule 457(r) of the Securities Act of 1933, as amended. Table of Contents Prospectus Supplement (To Prospectus dated June 20, 2019) US$800,000,000 Weibo Corporation 3.500% Notes due 2024 We are offering US$800,000,000 of our 3.500% notes due 2024 ...
Calculated in accordance with Rule 457(r) of the Securities Act of 1933, as amended. Table of Contents Filed Pursuant to Rule 424(b)(5)Registration No. 333-218972 Prospectus Supplement (To Prospectus dated June 26, 2017) US$1,000,000,000 Baidu, Inc. US$600,000,000 3.075% No...