was appointed the first chair. During its early years, the SEC played a major part in the rollout of the financial reforms of President Franklin D. Roosevelt's New Deal. The Investment Company Act of 1940 and Investment Advisers Act of 1940 expanded the SEC's regulatory...
Soon, Congress passed the Securities Act of 1933 and theSecurities Exchange Act of 1934, which created the SEC. The acts aimed to give investors and markets more reliable information about publicly traded companies and transparent rules to bolster trust in securities trading. President Franklin D. ...
WASHINGTON (AP) — Jay Clayton, a former Wall Street lawyer who has headed the Securities and Exchange Commission as the financial markets’ top regulator during the Trump administration, is leaving the position at year’s end, the SEC announced Monday. Clayton’s term runs through mid-20...
1. Division of Corporation Finance (Corp Fin) Corp Fin is responsible for ensuring that companies provide accurate and timely disclosures, including registration statements, annual and quarterly filings, and proxy materials. These documents, particularly during IPOs, are reviewed across sectors such as ...
Just when you thought you could take a breather, we’re back with a new update on the Corporate Transparency Act (CTA) saga. On December 26, 2024, the U.S. Court of Appeals for the Fifth Circuit vacated its own stay on… Read More ...
MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
SEC Approves Issuance of Releases Relating to Use of Derivatives by Investment Companies Regulated Under the Investment Company Act, Treatment of Asset-Bac... PB Raymond,CA Sweet 被引量: 0发表: 0年 Method for managing an investment company Funds are received into an investment company from ...
Charles Zhang, our Chief Executive Officer, equal to attainment of a performance percentage of 89%. In deciding on Dr. Charles Zhang’s bonus ratio, our Compensation Committee considered (i) Dr. Charles Zhang’s increased responsibilities in connection with his responsibility for managing our ...
The SEC is scheduled to consider a final rule that would amend Exchange Act Rule 14a-8, which generally requires companies to include shareholder proposals in their proxy statements absent a basis for exclusion. The proposed amendments would clarify and narrow certain substantive bases within the rul...
26,117 89,031 387,192 512,347 473,804 184,531 14,248 Less: Comprehensive income/(loss) attributable to non-controlling interests (829 ) (2,637 ) (1,926 ) 668 (1,927 ) 227 (14 ) Comprehensive income attributable to Weibo's ordinary shareholders 26,946 91,668 389,118 511,679 ...