was appointed the first chair. During its early years, the SEC played a major part in the rollout of the financial reforms of President Franklin D. Roosevelt's New Deal. The Investment Company Act of 1940 and Investment Advisers Act of 1940 expanded the SEC's regulatory...
Soon, Congress passed the Securities Act of 1933 and theSecurities Exchange Act of 1934, which created the SEC. The acts aimed to give investors and markets more reliable information about publicly traded companies and transparent rules to bolster trust in securities trading. President Franklin D. ...
Free Writing Prospectus - Filing under Securities Act Rules 163/433 pdf Format Download (opens in new window) excel Format Download (opens in new window) February 21, 2024 Form4 Statement of Changes in Beneficial Ownership pdf Format Download (opens in new window) excel Format Download (opens ...
July 4, 2024 Financial restatements drop, a good sign for reporting quality The number of financial restatements filed with the SEC dropped by more than 50% from 2013 to 2022, according to a Center for Audit Quality study. May 17, 2024 ...
MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
The SEC is scheduled to consider a final rule that would amend Exchange Act Rule 14a-8, which generally requires companies to include shareholder proposals in their proxy statements absent a basis for exclusion. The proposed amendments would clarify and narrow certain substantive bases within the rul...
The BOl reporting deadline for existing companies is approaching quickly. Existing companies (those formed before January 1, 2024) have less than four months to fulfill their beneficial ownership information (BOl) reporting obligations. Under the Corporate Transparency Act (CTA), millions of… ...
The rule comes as the Biden administrationpledgedto cut U.S. greenhouse gas emissions in half by 2030. In 2022, PresidentJoe Bidensigned the Inflation Reduction Act, thelargestfederal investment to fight climate change in U.S. history.
(or another shell company) in connection with a de-SPAC transaction. These changes have the effect of making the target company a “co-registrant” such that the target company will be subject to liability under Section 11 of the Securities Act of 1933 (the “Securities Act”) for ...
such as theEU’s CSRDand even California’s Climate Corporate Data Accountability Act (SB 253) and Climate-Related Financial Risk Act (SB 261), go further in some areas, making this yet another regulation, rather than a single one that supersedes the others. The differences are worth noting...