Broker-Dealer and Exchange (BDX) Examination Program: Regulates broker-dealers, transfer agents, national securities exchanges, the Public Company Accounting Oversight Board, municipal advisors, and the Securities Investor Protection Corporation. Technology Controls Program (TCP): Manages cybersecurity initiati...
dollars. For holders of ordinary shares, in order to qualify for the dividend, all valid documents for the transfer of shares accompanied by the relevant share certificates must be lodged for registration with the Company’s Hong Kong branch share registrar, Computershare Hong Kong Investor ...
dollars. For holders of ordinary shares, in order to qualify for the dividend, all valid documents for the transfer of shares accompanied by the relevant share certificates must be lodged for registration with the Company’s Hong Kong branch share registrar, Computershare Hong Kong Investor ...
3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): 4) Proposed maximum aggregate value of transaction: 5) Total fee paid:¨...
The Company has prepared and filed with the Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended, and the rules and regulations of the Commission thereunder (collectively, the “Securities Act”), a registration statement on Form F-3, including a...
• “IP” refers to intellectual property; • “IT” refers to information technology; • “mobile DAUs,” for our iQIYI platform, refers to the number of unique mobile devices that have accessed our platform through our iQIYI mobile app at least once during a day. Our mobile DAUs...
3Table of Contents Stockholder of Record: Shares Registered in Your Name If on April 25, 2022 your shares were registered directly in your name with the Company’s transfer agent, Computershare, then you are a stockholder of record. As a stockholder of record, you may vote in person at th...
The SEC's Division of Trading and Markets oversees broker-dealers, self-regulatory organizations like the Financial Industry Regulatory Authority (FINRA), securities exchanges, transfer agents, and clearing agencies. It also develops and administers policies that govern the securities markets and market ...
We may be deemed a PRC “resident enterprise” under PRC tax laws, which could subject interest on the Notes to PRC withholding tax and gains on the transfer of the Notes to PRC income tax and could, under certain circumstances, permit us to redeem the Notes. If we are considered a PR...
bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...