Broker-Dealer and Exchange (BDX) Examination Program: Regulates broker-dealers, transfer agents, national securities exchanges, the Public Company Accounting Oversight Board, municipal advisors, and the Securities Investor Protection Corporation. Technology Controls Program (TCP): Manages cybersecurity initiati...
dollars. For holders of ordinary shares, in order to qualify for the dividend, all valid documents for the transfer of shares accompanied by the relevant share certificates must be lodged for registration with the Company’s Hong Kong branch share registrar, Computershare Hong Kong Investor ...
Payment of Filing Fee (Check the appropriate box):ý No fee required. ¨ Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. 1) Title of each class of securities to which transaction applies: 2) Aggregate number of securities to which transaction applies: 3) ...
(A) the Share Certificate so surrendered shall be accompanied by a proper form of transfer, and (B) the Person requesting such payment has paid any transfer and other similar taxes required by reason of the payment of the Merger Consideration to a Person other than the registered holder of ...
• “IP” refers to intellectual property; • “IT” refers to information technology; • “mobile DAUs,” for our iQIYI platform, refers to the number of unique mobile devices that have accessed our platform through our iQIYI mobile app at least once during a day. Our mobile DAUs...
general application, including without limitation the Securities Act of 1933, as amended (the "Act"). b) The Seller has full right, power and authority to enter into this Agreement and to transfer such Common Shares in accordance with
Please call the SEC at 1-800-SEC-0330 or visit the SEC website for further information on the operation of the Public Reference Room. This prospectus supplement is part of a registration statement that we filed with the SEC, using a “shelf” registration process under the Securities Act ...
securities exchanges, transfer agents, and clearing agencies. It also develops and administers policies that govern the securities markets and market participants. The division also oversees the publication of market data.18
Schedule 4 Form of Transfer Certificate 123 Schedule 5 Form of Compliance Certificate 126 Schedule 6 Timetables 128 Schedule 7 Standing Payment Instructions 129 - ii - THIS AGREEMENT is dated 2 April 2021 and made BETWEEN: (1) BAIDU, INC., an exempted company incorporated with limited...
bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...