MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...
The SEC adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940, which are designed to improve the resilience and transparency of money market funds. May 19, 2023 SEC proposals address risk management for clearinghouses ...
DIM regulates investment advisors, companies, and financial firms. Its offices, such as the Disclosure Review and Accounting Office (DRAO) and Rulemaking Office, handle tasks from analyzing filings to establishing regulatory rules. DIM aims to ensure transparency for investors while balancing regulatory ...
The case centered on George Jarkesy, ahedge fund manageraccused of securities fraud. Before the Dodd-Frank Act, the SEC could only pursue administrative proceedings against entities it directly regulated, such as broker-dealers and investment advisers. Dodd-Frank expanded the agency's authority, allo...
Secondly, the new rule can act as a strong incentive for companies to invest more resources in cybersecurity measures and incident response capabilities. When faced with the prospect of publicizing a cyber attack and its financial impact, companies are likely to prioritize cybersecurit...
One rule proposal would amend the “held of record” definition for purposes of the Securities Exchange Act of 1934. The other would modify Regulation D, including the definition of “accredited investor.” SEC officials have not provided recent views on what these rules could look like, ...
He has worked with global manufacturers, retailers and prestigious companies such as Sotheby's Auction house. John has experience importing fine art, medical devices and all types of consumer goods. He has cultivated the skills needed to confirm regulations enfor...
The SEC also requires companies to post the forms on their websites by the end of the next business day after filing them. Section 16 reporting deadlines were accelerated due to provisions of the SOX, the Sarbanes-Oxley Act of 2002. For support and additional information, explore our ...
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. iQIYI, Inc. By: /s/ Xiaodong Wang Name: Xiaodong Wang Title: Chief Financial Officer Date: December 15...