MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
The SEC adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940, which are designed to improve the resilience and transparency of money market funds. May 19, 2023 SEC proposals address risk management for clearinghouses ...
DIM regulates investment advisors, companies, and financial firms. Its offices, such as the Disclosure Review and Accounting Office (DRAO) and Rulemaking Office, handle tasks from analyzing filings to establishing regulatory rules. DIM aims to ensure transparency for investors while balancing regulatory ...
One rule proposal would amend the “held of record” definition for purposes of the Securities Exchange Act of 1934. The other would modify Regulation D, including the definition of “accredited investor.” SEC officials have not provided recent views on what these rules could look like, ...
Under the Securities Exchange Act of 1934 (Amendment No. 5)* Sohu.com Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 83408W103 (CUSIP Number) December 31, 2013 (Date of Event which Requires Filing of this Statement) ...
He has worked with global manufacturers, retailers and prestigious companies such as Sotheby's Auction house. John has experience importing fine art, medical devices and all types of consumer goods. He has cultivated the skills needed to confirm regulations enfor...
The SEC also requires companies to post the forms on their websites by the end of the next business day after filing them. Section 16 reporting deadlines were accelerated due to provisions of the SOX, the Sarbanes-Oxley Act of 2002. For support and additional information, explore our ...
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. iQIYI, Inc. By: /s/ Xiaodong Wang Name: Xiaodong Wang Title: Chief Financial Officer Date: December 15...
was appointed the first chair. During its early years, the SEC played a major part in the rollout of the financial reforms of President Franklin D. Roosevelt's New Deal. The Investment Company Act of 1940 and Investment Advisers Act of 1940 expanded the SEC's regulatory...
well, less so. Case in point: A 42-year-old Texas man, Tyler Louden, often heard his spouse, aBPexecutive, on calls discussing the company's potential acquisitions during pandemic remote work. After learning of an acquisition through what the DOJ dubbed late-night "marital...