The SEC adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940, which are designed to improve the resilience and transparency of money market funds. May 19, 2023 SEC proposals address risk management for clearinghouses ...
The SEC is scheduled to consider a final rule that would amend Exchange Act Rule 14a-8, which generally requires companies to include shareholder proposals in their proxy statements absent a basis for exclusion. The proposed amendments would clarify and narrow certain substantive bases within the rul...
Secondly, the new rule can act as a strong incentive for companies to invest more resources in cybersecurity measures and incident response capabilities. When faced with the prospect of publicizing a cyber attack and its financial impact, companies are likely to prioritize cybersecuri...
MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
"This is a sensible rule to protect investors: it gives them access to clear, comparable, relevant information on the measures companies are taking to manage climate risks and opportunities," Derbes said. Overall, transparency around climate risk may be essential for investors to gauge if a comp...
Accretion on convertible notes payable or convertible senior notes 241,107 324,136 47,740 Barter transaction revenue (493,570 ) (957,675 ) (141,050 ) Share-based compensation 769,527 1,021,116 150,394 Share of losses on equity method investments 105,860 183,792 27,070 Fair value ...
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SEC Approves Issuance of Releases Relating to Use of Derivatives by Investment Companies Regulated Under the Investment Company Act, Treatment of Asset-Bac... PB Raymond,CA Sweet 被引量: 0发表: 0年 Method for managing an investment company Funds are received into an investment company from ...
bankrupting many. Because many had previously provided false or misleading information, public faith in the integrity of the securities markets plunged. To restore investor confidence, Congress passed the Securities Act of 1933, which aimed to ensure more transparency in financial statements...
The case centered on George Jarkesy, ahedge fund manageraccused of securities fraud. Before the Dodd-Frank Act, the SEC could only pursue administrative proceedings against entities it directly regulated, such as broker-dealers and investment advisers. Dodd-Frank expanded the agency's authority, allo...