MCA: Clarification of Sec. 180 of the Companies Act, 2013Print this
The SEC adopted amendments to certain rules that govern money market funds under the Investment Company Act of 1940, which are designed to improve the resilience and transparency of money market funds. May 19, 2023 SEC proposals address risk management for clearinghouses ...
The SEC’s examination programs operate through specialized offices, each focusing on different areas of regulatory oversight to ensure market integrity and protect investors. Below are the primary examination programs: Investment Adviser/Investment Company (IA/IC) Examination Program: Conducts inspections ...
What public companies, boards and investors should watch for this year. In brief The SEC will continue its robust rulemaking agenda, including on disclosures, shareholder proposals and private issuers. An active enforcement program will remain one of the SEC’s key pillars, with a continued ...
SECMON is a web-based tool for the automation of infosec watching and vulnerability management with a web interface. - SECMON/secmon_lib.py at master · alb-uss/SECMON
Secondly, the new rule can act as a strong incentive for companies to invest more resources in cybersecurity measures and incident response capabilities. When faced with the prospect of publicizing a cyber attack and its financial impact, companies are likely to prioritize cybersecuri...
On March 24, 2021, the U.S. Securities and Exchange Commission (“SEC”) issued rule amendments to implement submission and disclosure requirements mandated by the Holding Foreign Companies Accountable Act (“HFCAA” or “Act”). The HFCAA is not yet operational—the March 24 action merely ...
At the end of the third quarter our cash and marketable securities were $201 million. Combined with present value receivables of $168 million from the sale of Nanobank and Star X, this adds to a total of $369 million, or $241 million net of the subsequent payment for 360’s stake. We...
but may serve an additional 18 months until a replacement is found. Present SEC chairGary Genslertook office in April 2021.4The law requires that no more than three of the five commissioners come from the same political party to promote nonpartisanship...
"The SEC was created to ensure that the markets worked free of fraud and manipulation—and that investment advisers carry out their duties to the public," said Gary Gensler, chair of the SEC. "Our mission is about protecting investors, maintaining fair, orderly, and efficient markets, and fac...