On July 26, 2023, the US Securities and Exchange Commission (SEC) adopted rules regarding mandatory cybersecurity disclosure. What does this mean for you and your organization? As I understand them, here are the major takeaways that cybersecurity and business leaders need to know: Who does ...
On October 13, 2023, the U.S. Securities and Exchange Commission (SEC or Commission), in a 3–2 vote along party lines, adopted new Rule 10c-1a1(Final Rule) under the Securities Exchange Act of 1934 (Exchange Act).2Rule 10c-1a will for the first ...
strategy, governance and incidents. The new rules, which became effective September 5, 2023, apply to nearly all domestic SEC reporting issuers and those foreign private issuers that report on Form 20-F.Foreign private issuers that report on ...
On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted significant rules (each, a Final Rule)1that will alter the regulatory landscape for private fund advisers and institutional investors. The rules as adopted are narrower in scope than those the SEC proposed in ...
July 2023 by ichard Suls, Security & Risk Management Consultant, WithSecure and Paul Brucciani, Cyber Security Advisor, WithSecure The US Securities and Exchange Commission (SEC) on Wednesday approved new rules that require publicly traded companies to publicise details of a cyber ...
New SEC Cyber Rules Incentivize Proactive Security Measures Share By Ilona Cohen, Chief Legal and Policy Officer Michael Woolslayer, Policy Counsel The Securities and Exchange Commission (SEC) recently finalized aregulationthat imposes increased transparency related to cybersecurity risk management, ...
While many government contractors are now preparing for the SEC regulations to take effect, preparation for reporting under the new EU rules will be an essential topic this fall. Boards and corporate governance committees must evaluate their competency and capacity to oversee ESG-related matters. ...
Focuses on the rules of the Securities and Exchange Commission on fee disclosure in the U.S. Need of banks to disclose compensation; Problem of the proposed rules; Argument of the New York Stock Exchange on the issue of confidentiality.EtzelBarbaraEBSCO_bspInvestment Dealers Digest...
On Wednesday, March 6, 2024, the Securities and Exchange Commission (SEC) "adopted rules to enhance and standardize climate-related disclosures by public companies and in public offerings," according to their press release. The news story says that the rules reflect the SEC's continued efforts ...
The new Securities and Exchange Commission (“SEC”) rules mandate for U.S. public companies (i) through Form 8-K, the reporting by a U.S. public company of material cybersecurity incidents within four business days of the company’s determination of materiality; and (ii) through Form 10...