On August 23, 2023, the U.S. Securities and Exchange Commission (SEC) adopted significant rules (each, a Final Rule)1that will alter the regulatory landscape for private fund advisers and institutional investors. The rules as adopted are narrower in scope than those the SEC proposed in ...
On July 26, 2023, the Securities and Exchange Commission adoptednew rulesimposing disclosure requirements regarding cybersecurity risk management, strategy, governance and incidents. The new rules, which became effective September 5, 2023, apply to nearly all domestic SEC reporting issuers and those for...
In April 2023, the SEC plans to release new regulations requiring public companies to expand their climate-related disclosures. According toa press release from March 2022, registered companies will need to disclose their direct (Scope 1) and indirect (Scope 2) greenhouse gas (GHG) emissions st...
The SEC’s final rules will become effective 30 days following publication in the Federal Register. The Form 10-K and Form 20-F disclosures for foreign private issuers will be due beginning with annual reports for fiscal years ending on or after December 15, 2023. The Form 8-K ...
the company. Registrants must describe the board’s oversight of risks from cybersecurity threats and describe management’s role in assessing and managing material risks from cybersecurity threats. The new regulations require disclosure of the board’s cybersecurity risk management role, and ...
New SEC regulations could hinder biotech investment. US Securities and Exchange CommissionGovernment AgenciesAntitrust LawsBiotechnologyConflict of InterestEconomic CompetitionInvestmentsUnited StatesBusiness and Regulatory Newsdoi:10.1038/nbt0702-639bBouchie...
The EU just recently scrapped its one-year-old regulations on AI, recognizing that many of the standards that were set had become outmoded. The case law on AI is just beginning. It surely makes sense to monitor the case law for (at least) a year to see how the courts handle AI-...
To alert investment advisers to changes to be implemented to the Securities and Exchange Commission’s (SEC’s) Form ADV requirements as of October 1, 2017... NJ Greene - 《Journal of Investment Compliance》 被引量: 0发表: 2017年 The new SEC regulations: Write in plain English Comments on...
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