BankFX – All the Services Necessary to Meet MiFID II Requirements Our award winning BankFX platform includes all of the services necessary to meet MiFID II requirements including support for pre-trade and post-trade transparency, surveillance, TCA, reporting, and record keeping. ...
MiFID II addresses three main objectives: Improving Investment Firms’ Organisational ControlsMiFID II increases Senior Management responsibility for the day-to-day operation of investment firms. It extends requirements on processes, controls, record keeping and similar across the business Harmonising Invest...
Introducing obligations relating to indirect clearing and straight through processing of cleared derivatives, algorithmic/high frequency trading systems and controls and increased record keeping requirements. MiFID II requires Goldman Sachs to provide certain information and disclosures to its clients. These ...
Introducing obligations relating to indirect clearing and straight through processing of cleared derivatives, algorithmic/high frequency trading systems and controls and increased record keeping requirements. MiFID II requires Goldman Sachs to provide certain information and disclosures to its clients. These ...
Read how our MiFID II solution covers the full order and trade lifecycle ensuring compliance with the upcoming MiFID II regulations.
Responses to the PRA's proposed rules related to the scope of the rules, the record-keeping requirements and the provision of direct electronic access. The PRA is not amending the scope of its rules on algorithmic trading which will apply to any relevant trading activity undertaken by regulated...
However, if a business went about preparing for MiFID II timestamping requirements by installing non-disruptive instrumentation at the network layer, then the unintended consequences might be quite different. That business (and its clients) then has complete transparency about what/where/how and for...
Introducing obligations relating to indirect clearing and straight through processing of cleared derivatives, algorithmic/high frequency trading systems and controls and increased record keeping requirements. MiFID II requires Goldman Sachs to provide certain information and disclosures to its clients. These ...
Introducing obligations relating to indirect clearing and straight through processing of cleared derivatives, algorithmic/high frequency trading systems and controls and increased record keeping requirements. MiFID II requires Goldman Sachs to provide certain information and disclosures to its clients. These ...
MiFID II standardizes oversight of the financial industry among member nations and greatly broadens the scope of the EU's regulation of securities markets. In particular, it imposes more reporting requirements and tests to increase transparency and reduce the use ofdark pools, private financial exchan...