How Will Brexit Impact MiFID II?Mike Powell
To what extent do they need to take the search for investors into their own hands and engage in active investor targeting. More and more companies are now opting to take this inhouse following the introduction of MiFID II and are seeking direct contact with investors. In this way they ...
Reshaping Order Execution in the EU and the Role of Interest Groups: From MiFID I to MiFID II The controversial and long-awaited Commission Proposals to revise the cornerstone Markets in Financial Instruments Directive 2004 (MiFID I) were presented ... G Ferrarini,N Moloney - 《European ...
ss/Trade Life Cycle How MiFID II Will Impact the Anatomy of the Investment Process/Trade Life CycleHow MiFID II Will Impact the Anatomy of the Investment Process/Trade Life CycleGary Stone
Businesses must stay compliant with consumer security and data privacy regulations if they're going to message customers. Any truly secure messaging app, or secure in-app communications platform like Sendbird, will be able to demonstrate its compliance with all relevant regulations with up-to-date ...
A banking license (click here) is a document that confirms compliance with a number of strict government regulations regarding the protection of funds and customer data by a company. For this reason, only the company that has received a banking license has the right to be officially called a ...
Knowledge of FinTech regulations. As your neobank has to be safe and reliable, ensure your future IT partner has an excellent knowledge of industry regulation touching data security (GDPR, KYC, ePrivacy, etc.), financial legislation and regulations (AMLD, MIFID II, PSD2, etc.), industry me...
(Erasmus University) – found that the more businesses spent to comply with financial reporting mandates, the less they spent on innovation. The researchers noted that compliance burdens also disproportionately impact small business, “thereby concentrating innovation spending among a few large firms.” ...
The Securities and Exchange Commission, the US regulator, has the power to waive the rules and allow brokers to receive direct payments for research from investors who are subject to Mifid. It is expected to make a decision by October. But once a precedent has been set, US brokers may com...
The legislation of MiFID II primarily focuses on dark pools and high-frequency trading (HFT), creating regulations intended to safeguard market participants. Understanding European Best Bid and Offer (EBBO) The Committee of European Securities Regulators, the forerunner of the European Securities and ...