中国内地上市规则 Listing Rules - the Chinese Mainland 中国内地 The Chinese Mainland • 必须是中国内地注册成立的股份制公司(红筹企业除外),并已经营不少于三年,经国务院批准除外 • 有限责任公司按原账面净资产值折股整体变更为股份有限公司的,持续经营时间可以从有限责任公司成立之日起计算(...
104 Suitability for listing depends on many factors. Applicants should appreciate that compliance with the Exchange's listing rules may not in itself ensure an applicant’s suitability for listing. The Exchange retains the discretion to accept or reject applications and in reaching its decision will...
any resale of treasury shares (whether on or off market) after a share repurchase, with modifications to exclude capitalization issues, share grants under a share scheme that complies with Chapter 17 of the Listing Rules, and any new issue of shares or transfer of treasury shares upon the ...
SIX Exchange Regulation AG 11 Listing Rules 01/09/2024 Art. 11 Duration 1 The issuer must have existed as a company for at least three years. 2 Exemptions, for young companies specifically, are laid down in a Directive. See also: ‒ Directive Track Record (DTR) Art. 12 Annual ...
of China, a share scheme funded by its treasury H shares is subject to the same requirements as a share scheme funded by new shares under Chapter 17 of the Listing Rules, and a share scheme funded by its treasury shares not listed on HKEX is subject to Rule 17.12 of the Listing Rules....
11SeeRules 6A.31 to 6A.33, Rule 6A.34, Rule 6A.35, Rule 6A.36 and Rule 6A.37 of the GEM Listing Rules. 12SeeRule 6A.19 of the GEM Listing Rules. 13SeeRules 6A.31 to 6A.33, Rule 6A.34, Rule 6A.35, Rule 6A.36 and Rule 6A.37 of the GEM Listing Rules. ...
11. Article 3 of Guidelines on the Application of Regulatory Rules - Overseas Securities Offering and Listing No. 1 12. Items 141 and 143 of Negative List for Market Access (Edition 2021) 13. Chapter 2 and Chapter 3 of Trial Measures, and Article 2 of Guidelines on the Application of Reg...
the Bank considers that it would be unduly onerous to require it to continue to monitor all transactions entered into with those promoters and their respective associates to ensure compliance with the connected transactions requirements under Chapter 14A of the Listing Rules, purely due to their statu...
Transactions are greater than 0.1% but less than 5%, each of the Non-Exempt Continuing Connected Transactions is only subject to the reporting, annual review and announcement requirements but is exempted from the independent shareholders’ approval requirements under Chapter 14A of the Listing Rules. ...
Transactions are greater than 0.1% but less than 5%, each of the Non-Exempt Continuing Connected Transactions is only subject to the reporting, annual review and announcement requirements but is exempted from the independent shareholders’ approval requirements under Chapter 14A oftheListingRules. ...