CHAPTER 1 INTRODUCTION PART I SCOPE OF CHAPTER 101 A principal function of the Exchange is to provide a fair, orderly and transparent market for the trading of securities.102 This Manual sets out the requirements which apply to issuers, the manner in which securities are to be offered, and...
Chapter 19C – listing rules of secondary listing of overseas issuers • 上市时的预期市值至少达15亿港元 • 上市前最少两个会计年度一直经营现有业务,且管理层大致相同 • 需要符合营运资金(包括计入首次上市所得的款项)的要求,足以 应付由上市档刊发日期起计至少12个月所开支(包括一般...
listing RuleS Chapter 2 General Introduction Preliminary 2.01 The principal function of the Exchange is to provide a fair, orderly and efficient market for the trading of securities. In furtherance of this, the Exchange has made the Exchange Listing Rules under section 23 of the Securities and ...
SIX Exchange Regulation AG 9 Listing Rules 01/09/2024 Art. 6 Duties to provide information 1 In fulfilling their tasks, the Regulatory Board and SIX Exchange Regulation may demand that issuers and/or guarantors provide all the information that is necessary for investors to assess the ...
Chapter One: "Comparative Aspects of Institutional Investment and Corporate Governance" : Institutional Investors and Corporate Governance The challenges of corporate governance, specifically the requirements of the Stock Exchange Listing Rules, are described. The paper also examines statutory ... Buxbaum,...
Appendix 5 to the Listing Rules Appendix 14 to the Listing Rules Consultation Paper on Regulation of Sponsors and its Conclusions 1. Introduction 1.1 The principal responsibility for the truth, accuracy and completeness of a listing document rests with the listing applicant’s directors, individu...
APPLICABLELISTINGRULESORPRINCIPLES 5.Rule14.01statesthat: ThisChapterdealswithcertaintransactions,principally acquisitionsanddisposals,byalistedissuer.… 6.Rule14.07(4)providesthecalculationofaconsiderationratioasfollows: theconsiderationdividedbythetotalmarketcapitalisation ...
of China, a share scheme funded by its treasury H shares is subject to the same requirements as a share scheme funded by new shares under Chapter 17 of the Listing Rules, and a share scheme funded by its treasury shares not listed on HKEX is subject to Rule 17.12 of the Listing Rules....
HKExLISTINGDECISION-ListingRulesandGuidance HKEx LISTING DECISION Cite as HKEx-LD20 -2011 FACTS 1.The Offeror made a cash offer to acquire the Target’s shares from its existing shareholders.2.Company A held 15 per cent interests in the Target as an investment and was considering whether to ...
9SeeRule 5.19 of the GEM Listing Rules. 10SeeRule 6A.19 of the GEM Listing Rules. 11SeeRules 6A.31 to 6A.33, Rule 6A.34, Rule 6A.35, Rule 6A.36 and Rule 6A.37 of the GEM Listing Rules. 12SeeRule 6A.19 of the GEM Listing Rules. ...