Insider trading exists in situations where a single legal entity concludes legal affairs with securities on the basis of having information which is not available to the public, so its disclosure would affect the price of securities in the market, in order to make profit or avoid loss. Today,...
法律术语之Insider Trading Insider Trading，指内部交易；内幕交易。Insider Trading：the securities laws broadly prohibit fraudulent activities of any kind in connection with the offer,purchase,or sale of securities. These provisions are the basis for many types of disciplinary actions,including actions aga...
Insider Trading Law in the U.SSECSecurities Law EnforcementSettlement in Insider Trading CasesThis article surveys insider trading enforcement actions brought by the Securities and Exchange Commission (SEC) in the United States in the five-year period fr林建中...
Trading Close. 收市 Means,in relation toeachTrading Day, 6 a.m.Hong Kongtime (or 5 a.m. Hong Kong time, duringNew YorkSummerTime period) ; 指每個交易日的香港時間上午六時 (或紐約夏令時間的港上午五時); Sample 1Sample 2 Trading Close. 收市 Meansthe closing timeof eachTrading Day. Lates...
Define Trading Agent. means any agent appointed, engaged and instructed by the Company for executing, effecting, trading, implementing, clearing and settling the Instructions and Transactions in a Foreign Jurisdiction on behalf of the Client; “交易代理
Insider Trading Research and Law Reform in AustraliaTomasic, RPetony, B
(1999). Moral principle in the law of insider trading. Texas Law Review, 78(2), 375–438. Google Scholar Tenbrunsel, A., & Thomas, J. (2015). The street, the bull, and the crisis: A survey of the US & UK financial services industry. New York: Labaton Sucharow. Google ...
managers would bear not only low trading risk from insider purchases but also low disclosure risk from nonfinancial disclosures. Therefore, managers might be inclined to make bad-news PBE disclosures selectively before purchasing shares. On the other hand, I also allow for the possibility that manag...
Insider Trading Law and Compliance Answer Book 2011-12 作者: Schulte Roth & Zabel Llp 页数: 630定价: $ 265.55ISBN: 9781402416033豆瓣评分 目前无人评价 评价: 写笔记 写书评 加入购书单 分享到 推荐 我来说两句 短评 ··· 热门 还没人写过短评呢 我要写书评 Insider Trading Law and Compliance...
Regulation is pervasive in several walks of life; e.g., consider three common areas: enforcement of speed limits, tax laws, and, in the context of financial markets, insider trading regulation. One feature of enforcement and regulation in these cases is that the enforcement policies of regulator...