There are no other restrictions on the transfer of ordinary shares in the Company except: (1) certain restrictions may from time to time be imposed by laws and regulations (for example insider trading laws); (2) pursuant to the Company’s share dealing code whereby the Directors and certain ...
to time be imposed by laws and regulations (for exampleinsider tradinglaws); (2) pursuant to the Company’s share dealing code [...] glencore.com glencore.com 本公司普通股並無其他轉讓限制,惟在下列情況則除外:(1)法律及 法規不時施加的若干限制(如內幕買賣法律);(2)根據本公司的股 份買賣守則...
The necessary platform for trading in secondary market and also for clearing and settlement are provided by the stock exchange along with other intermediaries. The securities are traded, cleared and settled within the regulatory framework prescribed by the Exchanges and the SEBI. In order to provide...
Insiders and market efficiency Journal of Finance (1976) There are more references available in the full text version of this article. Cited by (27) Insider trading laws and price informativeness in emerging stock markets: The South African case 2020, Emerging Markets Review Show abstract Insider-...
The initial call by the CII to revamp executive trading laws came just weeks after last year’s election, with the follow-up letter being sent almost a month to the date after new SEC Chairman White was sworn in. “Mary Jo White is a new chairman, there are a lot of constituents in ...
(For example, the U.S. laws currently require the reporting of all insider trades within two days of transaction.) Public disclosure of insider trading enables the market to accelerate the price discovery process and reduce abnormal profits to such trades; it can also enhance market efficiency (...
Within the bounds of insider trading laws and Stock Exchange guidance on the dissemination of price sensitive information, there remains scope for legitimate ... JB Holland - ICAS 被引量: 18发表: 1997年 Disclosure Strategies and IPO Lockup Expiration Returns We examine the effect of large shareho...
In some of the recent cases where opinion from the CSRC were absent, or where judicial authorities' opinion differed from that of the CSRC, judicial authorities were able to apply laws and regulations on insider trading, and followed the principle of "presumption of innocence" to a greater ...
law firms, or certain government institutions can also be guilty of illegal insider trading. Insider trading is a violation of the trust investors place in thesecurities market, and it undermines a sense of fairness in investing.
This article explores what constitutes insider trading, when it crosses the line into illegal territory, and how regulators detect and prevent improper insider trading activities. By understanding the rules and regulations around insider trading, investors can better protect themselves and ensure they are...