Form ADV Part 2AThis brochure provides information about the qualifications and business practices of QRG Capital Management, Inc. (“QRG” or the “Adviser”).QRG Capital Management, Inc. Form CRSForm CRS, an SEC filing, requires SEC-registered investment advisers and SEC-registered broker-...
For additional information about Mariner or its affiliates, including fees, services provided, please contact us or refer to the Investment Adviser Public Disclosurewebsiteatwww.adviserinfo.sec.gov. Please read the disclosure statement carefully before you invest or send money. To read our Form ADV,...
Part 2A of Form ADV: Firm Brochure - This brochure provides information about the qualifications and business practices of Probity Advisors, Inc.
This re-proposed form is designed to require a firm to disclose current and potential conflicts of interest rather than fill out a simple check-the-box format as in the current Form ADV Part II. Patricia Struck, Administrator for the Wisconsin Division of Securities, told attendees at the NRS...
Mariner Wealth Advisors - Form ADV Part 2A March 30, 2023 14 Item 5-Fees and Compensation The specific manner in which our fees are charged is established in the Agreement. While certain clients may be billed in arrears, we will generally bill our fees in advance on a quarterly or monthly...
The items in the narrative brochure are drawn largely from disclosure advisers have long been required to make in response to the previous Part 2, with the addition of several items that are intended to address more recent regulatory concerns. Following is a summary of each of the disclosure ...
Yes No J. (1) In response to Item 4.B. of Part 2A of Form ADV, do you indicate that you provide investment advice only with respect to limited types of investments? (2) Do you report client assets in Item 4.E. of Part 2A that are computed using a different method than the ...
of Part 2A of Form ADV, do you indicate that you provide investment advice only with respect to limited types of investments? Item 6 Other Business Activities In this Item, we request information about your firm's other business activities. A. You are actively engaged in business as a (...
Page 3 of 28 Form ADV Part 2A: Firm Brochure ITEM 4 – ADVISORY BUSINESS Firm Description Harris Associates L.P. ("Harris") or its predecessors have served as investment advisers to individuals and institutions since 1975. Harris is a limited partnership with Harris Associates, Inc. as its ...
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