Form ADV Part 2AThis brochure provides information about the qualifications and business practices of QRG Capital Management, Inc. (“QRG” or the “Adviser”).QRG Capital Management, Inc. Form CRSForm CRS, an SEC filing, requires SEC-registered investment advisers and SEC-registered broker-...
Securities and Exchange Commission (SEC) to Part 2 of the Form ADV. The revised Part 2 would be in narrative format, written in plain English, rather than the fill-in-the-box Form currently used. The brochure will require advisers to explain how they are addressing the conflicts of ...
Item 1. Cover Page 16450 Los Gatos Boulevard, Suite 207 Los Gatos, CA 95032 831.429.6513 scharfinvestments.com Form ADV, Part 2A Brochure March 11, 2024 Item 2. Material Changes There have been no material changes since our last filing on March 10, 2023. This Page Intentionally Left Blank...
The items in the narrative brochure are drawn largely from disclosure advisers have long been required to make in response to the previous Part 2, with the addition of several items that are intended to address more recent regulatory concerns. Following is a summary of each of the disclosure ...
Brochure - Form ADV: part 2 PICTET ASSET MANAGEMENT LIMITED Moor House – Level 11 120 London Wall London EC2Y 5ET United Kingdom Contact details: David Cawthrow, Global Co-Head of Compliance of Pictet Asset Management Direct phone: +4420 7847 50 40 direct fax +4420 7847 50 46 Website:...
FORM ADV Part II - Page 2 Applicant: SEC File Number: 801- Date: 1. A. Advisory Services and Fees. (check the applicable boxes) For each type of service provided, state the approximate % of total advisory billings from Applicant: that service. (See instruction below.) ...
Adviser Brochure: Form ADV Part 2 February 6, 2025 Lawrence J. (Larry) Russell President and Managing Director Lawrence Russell and Company 1077 Prospect Blvd. Pasadena, CA 91103 A CALIFORNIA REGISTERED INVESTMENT ADVISER CERTIFICATE #133101
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Form ADV Part 2A Systematic Financial Management, L.P. 300 Frank W. Burr Boulevard Glenpointe East, 7th Floor Teaneck, NJ 07666-6798 (201) 928-1982 www.sfmlp.com This Form ADV Part 2A (the "Brochure") provides information about the qualifications and business practices of Systematic ...
SEC Form ADV Part 2 must also include a supplement, which details information about key employees who directly provide investment advice to clients.1 Annual Updates to SEC Form ADV All investment advisers are required to submit annual updates to their brochures. This includes any and all material...