Optional Y Set value to 2 (Oneside for the Reporting party and one side for the Contra party). On Cross trades, set value to 2 and Reporting party and Contra party mus be the same MPID Y Side of trade. Valid values: 1 = Buy 2 = Sell 8 = Cross Cross trades cannot be AGU or ...
FINRA™, Trade Reporting Facility™ and TRF™ are trademarks of Financial Industry Regulatory Authority, Inc.; FINRA/NASDAQ TRF™ is used under license for Financial Industry Regulatory Authority, Inc. WorkX ™ is a trademark of Nasdaq Inc. ...
The article reports on the changes to trade reporting rules in the U.S. adopted by the Financial Industry Regulatory Authority (FINRA). In Regulatory Notice 09-08 published on January 23, 2009, FINRA announced that reporting obligations for over-the-counter (OTC) equity transactions will change...
The Nasdaq TRF electronically facilitates trade reporting, trade comparison and clearing of trades for all U.S. equities The TRF handles transactions negotiated broker-to-broker, or internalized within a firm. The Nasdaq TRF offers the industry standard for all a firm’s trade reporting compliance ...
April 9, 2025byEugene Grygo LDA Technologies, a developer of advanced ultra-low latency integrated circuits and network solutions for capital markets, has launched NeoTap X, a high-performance hardware solution that can be applied to trade monitoring, compliance reporting, advanced analytics, and opt...
Research project on Financial Industry Regulatory Authority (FINRA) Trade Reporting and Compliance Engine (TRACE) academic version - raymond180/FINRA_TRACE
The Nasdaq TRF electronically facilitates trade reporting, trade comparison and clearing of trades for all U.S. equities The TRF handles transactions negotiated broker-to-broker, or internalized within a firm. The Nasdaq TRF offers the industry standard for all a firm’s trade reporting compliance ...
Trade Reporting: SEC Approves FINRA Rule Requiring Alternative Trading Systems to Report Activity WeeklyCharles S. GittlemanRussell D. SacksJennifer D. Morton
Securities and Exchange Commission (SEC) has issued the approval for reduced reporting time of over-the-counter (OTC) equity transactions on April 7, 2010. The proposal amended by the Financial Industry Regulatory Authority (FINRA) will require FINRA members to report OTC transactions within 30 ...
De Martino, Ralph