The Nasdaq TRF offers the industry standard for all a firm’s trade reporting compliance needs, and currently services over88% market share in the post-trade marketandover 30% of consolidated market share(Source: NasdaqTrader.com). Benefits and Features ...
Trade Reporting & Monitoring Resources Resource Center Product Specifications & Factsheets WorkX Factsheet Trade Reporting FIX Specification ETJ Specifications Nasdaq TRF FAQ Post-Trade Risk Management Factsheet Pre-Trade Equities Risk Checks Overview ...
FINRA/NYSE Trade Reporting Facility (TRF) Messaging Specification For NYSE TRF V5.7 11/02/2023 Table of Contents Table of Contents...2 Document Revisions...
De Martino, Ralph
September 19, 2024byFTF News A provider of tradeable and thematic ETFs, Direxion will be using the services of SS&C ALPS Distributors, which will act as the underwriter and distributor for issuance, redemption and distribution of exchange-traded funds (ETFs) and mutual funds, officials say. SS&C...
The Nasdaq TRF offers the industry standard for all a firm’s trade reporting compliance needs, and currently services over88% market share in the post-trade marketandover 30% of consolidated market share(Source: NasdaqTrader.com). Benefits and Features ...
The article reports on the changes to trade reporting rules in the U.S. adopted by the Financial Industry Regulatory Authority (FINRA). In Regulatory Notice 09-08 published on January 23, 2009, FINRA announced that reporting obligations for over-the-counter (OTC) equity transactions will change...
Trade Reporting: SEC Approves FINRA Rule Requiring Alternative Trading Systems to Report Activity WeeklyCharles S. GittlemanRussell D. SacksJennifer D. Morton
Financial Industry Regulatory Authority (FINRA) facilities effective July 1, 2009. According to the author, such reporting modifiers include exemptions of error correction and print protection to the Order Protection Rule. Also noted is the Web site where the document "Trade Reporting Notice" is ...
FINRA Amended Trade Reporting Rules Effective August 3, 2009.(Financial Industry Regulatory Authority Inc.)Brake, Pat