even the Series 7. So take a little extra time to study for the Series 24. This is important because a non-passing score will require that you sit out for 30 days before attempting to re-take the examination. In the context of a FINRA NMA, this can cause...
Provide ongoing training for staff on FINRA compliance requirements and proper use of the generator. Develop a structured program with initial and refresher courses. 7. Tailor Policies to Your Firm’s Specific Needs Customize policies and procedures to align with your firm’s unique operations and r...
even the Series 7. So take a little extra time to study for the Series 24. This is important because a non-passing score will require that you sit out for 30 days before attempting to re-take the examination. In the context of a FINRA NMA, this can cause...