even the Series 7. So take a little extra time to study for the Series 24. This is important because a non-passing score will require that you sit out for 30 days before attempting to re-take the examination. In the context of a FINRA NMA, this can cause...
“We recommend the FINRA Series 6 class at Morton Learning Center to all of our associates who need licensing. We have partnered with John for many years and have been extremely pleased with the pass rate of those associates who have attended class. Pat takes complex information and breaks it...
This video series helps firms currently in the Membership Application Program (MAP) process including those who are considering registering a new broker-dealer firm or filing a continuing membership application. The five short videos outline the various stages of the process and highlight k...
Provide ongoing training for staff on FINRA compliance requirements and proper use of the generator. Develop a structured program with initial and refresher courses. 7. Tailor Policies to Your Firm’s Specific Needs Customize policies and procedures to align with your firm’s unique operations and r...
And a gentle word of warning – some say that the Series 24 is a harder examination to pass than the others, even the Series 7. So take a little extra time to study for the Series 24. This is important because a non-passing score will require that you sit out for 30 days before ...