Before April 1, 2013, the financial services in the UK was supervised and regulated by the Financial Services Authority (FSA). With the outbreak of the 2007-2008 financial crisis, the British government decided to adjust the financial regulatory system. To this end, the FSA was abolishedand it...
FCA是英国的金融监管机构,它负责监管金融市场,确保市场的正直性、竞争性和消费者的保护; 在外汇市场中,FCA的监管职责包括: 确保金融市场的透明度和公平性; 监督金融服务公司的行为,包括资金的适当管理和客户的公平对待; 保护消费者,确保他们不会受到误导或不公平的金融服务; 促进有效的竞争,以提高金融服务的质量 ...
英国FCA全称Financial Conduct Authority,中文名为“英国金融行为监管局”。 英国是目前世界上金融服务最完善、最健全的国家,它通过FCA对所有在其境内注册的金融机构进行严格的监管。 目前市面上常见的FCA监管分为三大类:全牌照监管(Authorised)、EEA监管(EEA Authorised)、基础监管。 ●全牌照监管 全牌照监管是含金量最...
FCA(Financial Conduct Authority)即英国金融行为监管局,前身是FSA(金融服务局,Financial Services Authority)。FSA在1997年10月28日,由证券投资委员会(SIB)改制为金融服务局(FSA)。FSA直接向英国财政部门负责,除了监管银行业外,举凡保险业、金融产品顾问业、抵押贷款业、保险中介业与衍生性金融商品经纪商等皆纳入FSA的...
英国金融行为监管局F..在2013年4月1日之前,在英国的金融服务管理都由英国金融服务管理局负责,即FinancialService Authority(FSA)。随着2007-2008年金融危机的爆发,英国政府决定重新调整
The Financial Conduct Authority (FCA) has three operational objectives in support of its strategic goal—to protect consumers, to protect and enhance the integrity of the U.K. financial system, and to promote healthy competition between financial services providers in the interests of consumers. ...
金融市场行为监管局(Financial Conduct Authority)负责人韦奕礼(Martin Wheatley)说:“听到英国特许证券与投资协会打算引 … www.ftchinese.com|基于75个网页 2. 英国金融市场行为监管局 根斯勒和英国金融市场行为监管局(Financial Conduct Authority)主管韦奕礼(Martin Wheatley)带领的、由证券监管者组成的全球 … ...
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Financial Conduct Authority The Financial Conduct Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS - The Financial Conduct Authority, 25 The North Colonnade, Canary Wharf, London E14 5HS 被引量: 1发表: 2016年 Financial Conduct Authority Financial Conduct Authority T Edmonds - The ...
“The Financial Conduct Authority is the conduct regulator for 59,000 financial services firms and financial markets in the UK and the prudential regulator for over 18,000 of those firms.” –About the FCA,FCA.org Supervision On supervision, the FCAstatesthat it takes a “pro-active, intellige...