UK Financial Conduct Authority Signals Significant Changes to the FCA HandbookIain WrightWilliam Yonge
英国金融市场行为监管局 根斯勒和英国金融市场行为监管局(Financial Conduct Authority)主管韦奕礼(Martin Wheatley)带领的、由证券监管者组成的全球 … www.ftchinese.com|基于9个网页 3. 英国金融监管局 英国金融监管局(Financial Conduct Authority)行政总裁Martin Wheatley认为,应该由市场参与者而不是监管机构最终决定在...
By way of example,a brokerage firm in Cyprus which is authorised and regulated by the Cyprus Securities and Exchange Commission can provide certain investment services to UK customers by notifying the Financial Conduct Authority in the UK of its intention to do so, without requiring the establishmen...
The Financial Conduct Authority (FCA) has three operational objectives in support of its strategic goal—to protect consumers, to protect and enhance the integrity of the U.K. financial system, and to promote healthy competition between financial services providers in the interests of consumers. ...
英国FCA全称Financial Conduct Authority,中文名为“英国金融行为监管局”。 英国是目前世界上金融服务最完善、最健全的国家,它通过FCA对所有在其境内注册的金融机构进行严格的监管。 目前市面上常见的FCA监管分为三大类:全牌照监管(Authorised)、EEA监管(EEA Authorised)、基础监管。
FCA是英国的金融监管机构,它负责监管金融市场,确保市场的正直性、竞争性和消费者的保护; 在外汇市场中,FCA的监管职责包括: 确保金融市场的透明度和公平性; 监督金融服务公司的行为,包括资金的适当管理和客户的公平对待; 保护消费者,确保他们不会受到误导或不公平的金融服务; 促进有效的竞争,以提高金融服务的质量 ...
Regulation Tax Your profession Opinion CPD Asset Allocator Search Search supported by Financial Conduct Authority Jan 15 2025 ‘Is the FCA’s latest fraud strategy just recycled promises?’ Brendon Vipond Financial fraud Jan 8 2025 Govt’s failure to prevent fraud guidance ‘remarkably prescriptive’ ...
TheFinancial Conduct Authority(FCA) has announced its plans to launch variable recurring payments (VRP) in 2025 to scale competition and underlined its intention to develop Open Finance in the UK. regulation,Open Finance,recurring payments,artificial intelligence,financial services,Open Banking ...
例句 The activities of the financial conduct authority will be even more extensiveand intrusive than those of the fsa, and yet ineffective, as they will consistmainly of form-filling and box-ticking with little impact on what businessesdo.金融市场行为监管局的活动将比金融服务管理局更...
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