标准VII(A)要求CFA会员和候选人不得进行任何可能损害CFA Institute声誉和完整性的行为。 Warrenski通过暗示她能够利用机密信息来为客户提供特殊优势,实际上是在损害CFA Institute的声誉和完整性,因为她是在利用她的职位来为个人或公司谋取私利,而不是为了维护或提升CFA Institute的整体利益。 Warrenski可以事实上陈述她参...
Standards of Professional Conduct I PROFESSIONALISM Knowledge of the LawMembers and Candidates must understand and comply with all applicable laws, rules, and regulations (including the CFA Institute Code of Ethics and Standards of Professional Conduct) of any government, regulatory organization, licensing...
008 - Code and Standards - Pt8 4642016-09 9 009 - Code and Standards - Pt9 5132016-09 10 010 - Code and Standards - Pt10 7872016-09 查看更多 猜你喜欢 404 Source Code by:Megan_Bi 1355 Code Girls by:纯Borgia 2850 Civil code by:不驯的羔羊 541 The Firefly Code by:ShawnMom 5874 Co...
CFA Institute Seeks Public Comment on Code and Standards.Reports that the CFA Institute is seeking public comment on its proposal to revise the guidance for its "Code of Ethics" and "Standards of Professional Conduct" in the U.S. Guidance on financial standards....
CFA Institute Code of Ethics and Standards of Professional Conduct 學生們也學習了 教科書解答 單詞卡學習集 學習指南 Tonal Harmony, Workbook 8th Edition•ISBN:9781259686764Byron Almen, Dorothy Payne, Stefan Kostka 1,387個解答 U.S. History
CFA III Ethics AMC要求至少quarterly communicate with clients,而code and standards要求如无重大事件则每年review IPS,也就是说两者要求的频率不一致? 添加评论 0 0 2 个答案 已采纳答案 王暄_品职助教 · 2021年11月09日 那code and standards🈶️要求report投资的频率吗 在III(A)Duty to Clients中...
C项和①的表述相关,但错在CFA成员和申请人面对资本市场诸人的态度描述不准确,应该是“正直、胜任、勤奋、尊重”,而不是“专业”,即正确的表述应该为“act with integrity, competence, diligence, and respect and in an ethical manner”。 补充:伦理规范(Code of Ethics)与行为标准(Standards of conduct)...
With respect to the CFA Institute enforcement of the Code and Standards, which of the following is NOT a possible disciplinary sanction?A. Payment of a fine.B. Private censure.C. Refusing to allow a candidate for the CFA designation to take one of the exams. 正确答案:A 分享到: 答案解析...
With respect to the CFA Institute enforcement of the Code and Standards, which of the following is NOT a possible disciplinary sanction? A. Private censure. B. Payment of a fine. C. Refusing to allow a candidate for the CFA designation to take one of the exams. 相关知识点: 试题来源: ...
CFA道德播讲结构: 第一部分:学习方法和做题方法(着重掌握方法论) 第二部分:主要内容(着重浓缩精讲和高效记忆) 第三部分:例题讲解(着重解题思路) 另见其他专辑《CFA陪考带读系列》 猜你喜欢 413 Source Code by:Megan_Bi 2850 Civil code by:不驯的羔羊 ...