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How can you tell if a company is a broker-dealer? You can tell if a company is a broker-dealer by looking them up on FINRA’s BrokerCheck tool, the SEC’s Investment Adviser Public Disclosure (IAPD), or contacting your state’s securities regulator. Morgan Stanley and Wells Fargo are ...
Connolly joined Wells Fargo in 1986 as the chief corporate adviser for trading and sales. Three years later he became the division manager for foreign exchange trading and sales. Connolly took on additional responsibilities in 1995, overseeing global transaction banking. He is chairman of Wells Farg...
Gayle Benson is the wife of the late Tom Benson, who made his money in car dealerships and banking. Gayle Benson inherited the New Orleans Saints and the New Orleans Pelicans when her husband died in 2018. The Bensons are known for their extraordinary charity work, giving to Catholic causes...
Is that OnStar-connected trip computer in your car getting ready to send your pot dealer’s location to the DEA (or the Better Business Bureau if you live in Colorado)? That Netware server you migrated to TCP/IP and left chugging in a closet for the last 15 years, quietly churning out...
Ralf Brandstatter, chief operating officer of the Volkswagen Passenger Cars brand, said in the VW statement that "step-by-step resumption of production is an important signal for the workforce, dealerships, suppliers and the wider economy." —Holly Ellyatt ...
Manley was 26 and a “music dealer.” They worked together with traveling theatre companies. By 1908, they called themselves the “Big Norris Band” and played 10 instruments at the same time. In 1910, they were called the “12×2 band” because the two of them played 12 instruments at...
Manley was 26 and a “music dealer.” They worked together with traveling theatre companies. By 1908, they called themselves the “Big Norris Band” and played 10 instruments at the same time. In 1910, they were called the “12×2 band” because the two of them played 12 instruments at...
dealer services has attracted a growing body of studies on financial adviser misconduct. Egan et al. (2019), for example, show that over 7% of advisors have misconduct records. Using an experimental deception game, Angelova and Regner (2013) document that voluntary payments can contribute to ...