Financial Regulation In Australia: Who Should Regulate The Regulators?(Australian Prudential Regulation Authority)Fitts, DanGregory, Stuart
The Principal Office of the Company is situated in England at 1 Basinghall Avenue, London, EC2V 5DD. Standard Chartered Bank is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority. Standard Chartered PLC, the ultimate ...
We may share your information with Cuscal Limited, an Authorised Deposit-Taking Institution (ADI) supervised by the Australian Prudential Regulation Authority (APRA). Cuscal supports our provision of the Services through its banking and payments services and may not be able to provide its services wi...
As multi-manager hedge funds grow, they are looking to advanced data solutions for better operating leverage, seeking experienced partners with customizable tools and client-centric services to gain competitive edge in their pursuit of alpha.
The Branch is licensed by the UK Financial Conduct Authority (the "FCA") and Prudential Regulation Authority and offers a wide spectrum of wholesale banking services, including corporate deposits, syndicated and bilateral loans, trade finance, international settlement, foreign exchange settlement, foreign...
Corporate rules are often analysed without attending to the strengths and limitations of the body making, monitoring or implementing those rules. However,
The FCA and its partner in combating fincrime the Prudential Regulation Authority jointly fined Barclays CEO Jes Staley in 2018 for failing to act with what they called “due skill, care and diligence” in his response to an anonymous whistleblowing letter in 2016. That is the only successful...
The value of investments can go down as well as up. Your capital and income is at risk. In the UK, UBS AG is authorized by the Prudential Regulation Authority and subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. © UBS ...
750711. Policies are underwritten by Astrenska Insurance Ltd which is authorised by the Prudential Regulation Authority and regulated by the Financial Conduct Authority and the Prudential Regulation Authority - registration number 202846. Cover Genius acts in its capacity as an agent of the Insurer ...
In this paper, we focus on the role of local corruption culture in shaping misconduct behaviors within financial planning and transaction services. Our paper is motivated by a growing number of instances showing that businesses are closely attached to their local communities and that locally held att...